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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TIA
26
Tiemann Investment Advisors
California
$774K +$64.5K +3,043 +9%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$757K +$79.4K +3,747 +12%
Thrivent Financial for Lutherans
28
Thrivent Financial for Lutherans
Minnesota
$692K +$15K +710 +2%
RJA
29
Raymond James & Associates
Florida
$669K -$23.1K -1,090 -3%
WS
30
Wedbush Securities
California
$611K -$52.9K -2,495 -8%
TWM
31
Titus Wealth Management
California
$562K +$10.6K +500 +2%
MML Investors Services
32
MML Investors Services
Massachusetts
$559K -$753K -35,560 -57%
AAS
33
Avantax Advisory Services
Texas
$523K +$527K +24,891 New
BA
34
Bard Associates
Illinois
$519K -$2.12K -100 -0.4%
PWPS
35
Pinnacle Wealth Planning Services
Ohio
$493K
Creative Planning
36
Creative Planning
Kansas
$487K +$263K +12,424 +115%
AF
37
Affiance Financial
Minnesota
$485K -$8.02M -378,702 -94%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$483K +$17K +800 +4%
AFA
39
American Financial Advisors
Georgia
$480K -$17.3K -815 -3%
OA
40
Oxbow Advisors
Texas
$478K +$3.5K +165 +0.7%
BAM
41
Belpointe Asset Management
Nevada
$468K -$71.3K -3,367 -11%
HighTower Advisors
42
HighTower Advisors
Illinois
$456K -$230K -10,869 -33%
DC
43
Davenport & Co
Virginia
$429K
SF
44
Synovus Financial
Georgia
$415K +$3.35K +158 +0.8%
EWM
45
EPG Wealth Management
Georgia
$412K -$14.1K -664 -3%
OC
46
Oppenheimer & Co
New York
$364K
US Bancorp
47
US Bancorp
Minnesota
$338K
GWM
48
Geneos Wealth Management
Colorado
$337K -$35.6K -1,682 -9%
HCM
49
Hollencrest Capital Management
California
$337K
SBIA
50
Sheaff Brock Investment Advisors
Indiana
$323K +$327K +15,425 New