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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BA
26
Bard Associates
Illinois
$761K
RJA
27
Raymond James & Associates
Florida
$659K -$80.5K -3,742 -11%
BAM
28
Bruderman Asset Management
New York
$580K +$112K +5,190 +23%
OC
29
Oppenheimer & Co
New York
$537K +$5.31K +247 +1%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$467K -$4.3K -200 -0.9%
SPC
31
Sigma Planning Corp
Michigan
$465K +$102K +4,725 +27%
GC
32
Guggenheim Capital
Illinois
$454K -$811K -37,693 -63%
GWM
33
Geneos Wealth Management
Colorado
$340K -$6.24K -290 -2%
SIA
34
Sit Investment Associates
Minnesota
$312K
IA
35
IFP Advisors
Florida
$295K -$64.5K -3,000 -17%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$286K -$4.22K -196 -1%
ASN
37
Advisory Services Network
Georgia
$245K +$25.9K +1,202 +11%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$221K -$7.18M -333,784 -97%
WA
39
WFG Advisors
Texas
$218K +$26.2K +1,218 +13%
CWM
40
Concert Wealth Management
California
$217K -$12.9K -600 -5%
US Bancorp
41
US Bancorp
Minnesota
$213K
FAAS
42
First Allied Advisory Services
California
$207K +$214K +9,953 New
Cohen & Steers
43
Cohen & Steers
New York
$201K -$999K -46,422 -83%
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$151K
SF
45
Synovus Financial
Georgia
$147K
Creative Planning
46
Creative Planning
Kansas
$121K -$120K -5,564 -49%
WP
47
WealthPLAN Partners
Nebraska
$113K -$173K -8,039 -60%
PSUF
48
People's United Financial
Connecticut
$103K
WEC
49
Winslow Evans & Crocker
Massachusetts
$91.6K
Deutsche Bank
50
Deutsche Bank
Germany
$67K -$2.52K -117 -3%