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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BTS
26
BB&T Securities
Virginia
$1.06M +$78.9K +3,786 +8%
HighTower Advisors
27
HighTower Advisors
Illinois
$951K +$6.63K +318 +0.7%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$866K -$78.8K -3,784 -9%
BA
29
Bard Associates
Illinois
$793K +$1.04K +50 +0.1%
RJA
30
Raymond James & Associates
Florida
$768K +$28.9K +1,385 +4%
ICAS
31
Investors Capital Advisory Services
Massachusetts
$585K -$21.6K -1,035 -4%
OC
32
Oppenheimer & Co
New York
$554K +$5.31K +255 +1%
BAM
33
Bruderman Asset Management
New York
$491K -$19.5K -937 -4%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$491K -$8.33K -400 -2%
SPC
35
Sigma Planning Corp
Michigan
$382K +$28.3K +1,359 +8%
IA
36
IFP Advisors
Florida
$372K +$341K +16,379 +2,047%
GWM
37
Geneos Wealth Management
Colorado
$361K +$22.4K +1,076 +7%
CA
38
Cetera Advisors
Colorado
$330K -$104K -5,000 -25%
SIA
39
Sit Investment Associates
Minnesota
$325K
Bank of New York Mellon
40
Bank of New York Mellon
New York
$302K +$290K +13,939 New
Creative Planning
41
Creative Planning
Kansas
$247K +$23K +1,102 +11%
CWM
42
Concert Wealth Management
California
$238K
ASN
43
Advisory Services Network
Georgia
$229K -$97.8K -4,695 -31%
US Bancorp
44
US Bancorp
Minnesota
$221K
VFS
45
VSR Financial Services
Kansas
$217K
WA
46
WFG Advisors
Texas
$200K +$3.58K +172 +2%
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$158K
SF
48
Synovus Financial
Georgia
$152K
WP
49
WealthPLAN Partners
Nebraska
$145K +$279K +13,414 New
WT
50
Whittier Trust
California
$115K