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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TIA
26
Tiemann Investment Advisors
California
$914K
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$891K +$118K +5,967 +16%
HighTower Advisors
28
HighTower Advisors
Illinois
$885K +$609K +30,800 +242%
BA
29
Bard Associates
Illinois
$744K -$7.9K -400 -1%
RJA
30
Raymond James & Associates
Florida
$693K +$336K +16,993 +100%
ICAS
31
Investors Capital Advisory Services
Massachusetts
$571K +$22.7K +1,150 +4%
WA1
32
Wimmer Associates 1
California
$554K
OC
33
Oppenheimer & Co
New York
$515K +$5.12K +259 +1%
BAM
34
Bruderman Asset Management
New York
$481K +$94.2K +4,766 +25%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$469K
CA
36
Cetera Advisors
Colorado
$408K -$15.7K -793 -4%
SPC
37
Sigma Planning Corp
Michigan
$332K -$89K -4,505 -22%
GWM
38
Geneos Wealth Management
Colorado
$315K +$308K +15,570 New
ASN
39
Advisory Services Network
Georgia
$310K +$3.67K +186 +1%
SIA
40
Sit Investment Associates
Minnesota
$305K
CWM
41
Concert Wealth Management
California
$224K
Creative Planning
42
Creative Planning
Kansas
$209K +$74.2K +3,753 +57%
US Bancorp
43
US Bancorp
Minnesota
$207K
NEPWA
44
New England Private Wealth Advisors
Massachusetts
$204K
VFS
45
VSR Financial Services
Kansas
$204K
MBT
46
Montecito Bank & Trust
California
$201K +$195K +9,865 New
WA
47
WFG Advisors
Texas
$185K -$85.6K -4,332 -32%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$148K
SF
49
Synovus Financial
Georgia
$144K +$13.1K +664 +10%
WT
50
Whittier Trust
California
$108K