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First Trust Emerging Markets Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PS
51
Principal Securities
Iowa
$180K
JP Morgan Chase
52
JP Morgan Chase
New York
$76.2K -$5.17K -137 -6%
Comerica Bank
53
Comerica Bank
Texas
$68.7K -$5.92K -157 -8%
BTI
54
Blue Trust Inc
Georgia
$39K -$3.28K -87 -8%
IWM
55
IMG Wealth Management
Florida
$22.3K
GWM
56
Geneos Wealth Management
Colorado
$19.8K +$20.1K +533 New
HCP
57
Hexagon Capital Partners
Arkansas
$15.5K
FFA
58
Farther Finance Advisors
California
$14K
HI
59
Harbour Investments
Wisconsin
$13.2K
GWS
60
Glassman Wealth Services
Virginia
$9.48K +$9.61K +255 New
IA
61
IFP Advisors
Florida
$7.81K +$5.66K +150 +250%
CCM
62
Coldstream Capital Management
Washington
$5.58K +$5.66K +150 New
AF
63
Allworth Financial
California
$4.99K
Russell Investments Group
64
Russell Investments Group
United Kingdom
$2.12K
DCM
65
Davis Capital Management
Florida
$1.26K
Citigroup
66
Citigroup
New York
$929
JWA
67
JFS Wealth Advisors
Pennsylvania
$39
MFG
68
Merit Financial Group
Georgia
-$3.1M -82,130 Closed
IAA
69
Independent Advisor Alliance
North Carolina
-$2.8M -74,261 Closed
Citadel Advisors
70
Citadel Advisors
Florida
-$1.08M -28,677 Closed
MA
71
Mutual Advisors
Nebraska
-$375K -10,235 Closed
GIA
72
Gladstone Institutional Advisory
Florida
-$235K -6,219 Closed
TSS
73
Two Sigma Securities
New York
-$215K -5,688 Closed
PIS
74
POM Investment Strategies
North Carolina
-$3.92K -104 Closed
CFB
75
Cullen/Frost Bankers
Texas
-$3.85K -102 Closed