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First Trust Emerging Markets Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
26
Cornerstone Wealth Management
Missouri
$245K +$220K +7,513 New
MRCM
27
M&R Capital Management
New Jersey
$239K
3AM
28
3D Asset Management
Connecticut
$231K +$208K +7,097 New
RJFSA
29
Raymond James Financial Services Advisors
Florida
$203K +$182K +6,220 New
PAG
30
Private Advisor Group
New Jersey
$136K +$123K +4,191 New
GRP
31
Global Retirement Partners
California
$50K
AWA
32
Arkadios Wealth Advisors
Georgia
$27.1K +$205 +7 +0.9%
AIP
33
Ameritas Investment Partners
Nebraska
$23K
CFGS
34
Concourse Financial Group Securities
Alabama
$18K -$3.66K -125 -19%
SPIA
35
Steward Partners Investment Advisory
New York
$16K
SFPG
36
Stonebridge Financial Planning Group
Florida
$10K -$8.78K -300 -50%
VFA
37
Valeo Financial Advisors
Indiana
$6K +$59 +2 +1%
APA
38
American Portfolios Advisors
New York
$4.89K
LFG
39
Larson Financial Group
Missouri
$2K -$410 -14 -19%
IA
40
IFP Advisors
Florida
$2K
BFEC
41
Benjamin F. Edwards & Company
Missouri
$1K -$205 -7 -16%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$1K
IFG
43
Independent Financial Group
California
-$7.38M -295,428 Closed
FTUS
44
Flow Traders U.S.
New York
-$2.1M -83,261 Closed
HR
45
Hayden Royal
North Carolina
-$759K -43,140 Closed
CIAS
46
Capital Investment Advisory Services
North Carolina
-$105K -4,200 Closed
AIC
47
Ameritas Investment Company
Nebraska
-$25K -1,003 Closed
MWM
48
MBE Wealth Management
Wisconsin
-$7K -292 Closed
SF
49
Synovus Financial
Georgia
-$3K -119 Closed
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
-$2K -92 Closed