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Fidus Investment
FDUS

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$14.7M +$1.72M +84,218 +14%
RJA
2
Raymond James & Associates
Florida
$12.2M +$1.46M +71,804 +15%
BFA
3
BlackRock Fund Advisors
California
$8.29M -$284K -13,954 -4%
YMRC
4
Yorktown Management & Research Company
Virginia
$7.59M – – –
SG
5
StepStone Group
California
$5.66M – – –
State Street
6
State Street
Massachusetts
$5.07M -$1.92K -94 -0%
U
7
UBS
Switzerland
$4.35M +$318K +15,610 +8%
Northern Trust
8
Northern Trust
Illinois
$4.21M +$207K +10,160 +6%
BIT
9
BlackRock Institutional Trust
California
$3.55M -$287K -14,090 -8%
Vanguard Group
10
Vanguard Group
Pennsylvania
$3.07M +$39.7K +1,948 +1%
RFC
11
Regions Financial Corp
Alabama
$2.73M +$2.16M +106,100 +544%
BCM
12
Buckhead Capital Management
Georgia
$2.55M +$772K +37,859 +48%
GC
13
Guggenheim Capital
Illinois
$2.11M +$762K +37,367 +62%
BG
14
BlackRock Group
United Kingdom
$1.67M +$40.5K +1,987 +3%
TCIM
15
TIAA CREF Investment Management
New York
$1.31M -$36.6K -1,795 -3%
VFS
16
VSR Financial Services
Kansas
$1.29M -$16.8K -826 -1%
BIM
17
BlackRock Investment Management
Delaware
$1.02M -$23.1K -1,131 -2%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$1.01M -$2.38M -116,684 -72%
JP Morgan Chase
19
JP Morgan Chase
New York
$852K -$165K -8,092 -17%
BCM
20
Bridgeway Capital Management
Texas
$783K – – –
Morgan Stanley
21
Morgan Stanley
New York
$750K -$44.2K -2,167 -6%
BTS
22
BB&T Securities
Virginia
$652K -$282K -13,844 -32%
AR
23
Advisory Research
Illinois
$646K +$606K +29,710 New
SMDAM
24
Sumitomo Mitsui DS Asset Management
Japan
$645K +$606K +29,710 New
California State Teachers Retirement System (CalSTRS)
25
California State Teachers Retirement System (CalSTRS)
California
$539K +$2.04K +100 +0.4%
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