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Fidus Investment
FDUS

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$9.21M +$9.1M +492,124 New
RJA
2
Raymond James & Associates
Florida
$8.97M +$8.87M +479,522 New
BFA
3
BlackRock Fund Advisors
California
$6.68M +$6.61M +357,212 New
YMRC
4
Yorktown Management & Research Company
Virginia
$6.53M +$6.46M +349,100 New
SG
5
StepStone Group
California
$4.87M +$4.81M +260,105 New
State Street
6
State Street
Massachusetts
$4.24M +$4.19M +226,687 New
Northern Trust
7
Northern Trust
Illinois
$3.63M +$3.59M +193,884 New
U
8
UBS
Switzerland
$3.28M +$3.24M +175,323 New
BIT
9
BlackRock Institutional Trust
California
$3.18M +$3.14M +169,923 New
Bank of New York Mellon
10
Bank of New York Mellon
New York
$2.72M +$2.69M +145,519 New
Vanguard Group
11
Vanguard Group
Pennsylvania
$2.52M +$2.49M +134,446 New
CIM
12
Confluence Investment Management
Missouri
$2.49M +$2.46M +133,266 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.83M +$1.81M +97,899 New
BCM
14
Bridgeway Capital Management
Texas
$1.56M +$1.54M +83,500 New
BCM
15
Buckhead Capital Management
Georgia
$1.49M +$1.47M +79,495 New
VFS
16
VSR Financial Services
Kansas
$1.25M +$1.23M +66,714 New
Morgan Stanley
17
Morgan Stanley
New York
$1.22M +$1.21M +65,207 New
OC
18
Oppenheimer & Co
New York
$1.18M +$1.16M +62,955 New
TCIM
19
TIAA CREF Investment Management
New York
$1.16M +$1.15M +61,979 New
GC
20
Guggenheim Capital
Illinois
$1.02M +$1.01M +54,366 New
BIM
21
BlackRock Investment Management
Delaware
$888K +$877K +47,448 New
BTS
22
BB&T Securities
Virginia
$861K +$851K +46,005 New
JP Morgan Chase
23
JP Morgan Chase
New York
$799K +$790K +42,706 New
GCP
24
GSA Capital Partners
United Kingdom
$741K +$732K +39,584 New
California State Teachers Retirement System (CalSTRS)
25
California State Teachers Retirement System (CalSTRS)
California
$447K +$441K +23,872 New
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