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Fidus Investment
FDUS

Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$11.5M +$1.91M +99,482 +20%
RJA
2
Raymond James & Associates
Florida
$9.46M +$156K +8,137 +2%
BFA
3
BlackRock Fund Advisors
California
$7.67M +$734K +38,223 +11%
YMRC
4
Yorktown Management & Research Company
Virginia
$6.77M – – –
SG
5
StepStone Group
California
$5.05M – – –
State Street
6
State Street
Massachusetts
$4.53M +$128K +6,650 +3%
U
7
UBS
Switzerland
$3.58M +$173K +9,037 +5%
Northern Trust
8
Northern Trust
Illinois
$3.56M -$199K -10,360 -5%
BIT
9
BlackRock Institutional Trust
California
$3.44M +$145K +7,534 +4%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$3.16M +$337K +17,557 +12%
Vanguard Group
11
Vanguard Group
Pennsylvania
$2.7M +$88.8K +4,625 +3%
CIM
12
Confluence Investment Management
Missouri
$2.01M -$572K -29,823 -22%
BCM
13
Buckhead Capital Management
Georgia
$1.54M -$1.15K -60 -0.1%
BG
14
BlackRock Group
United Kingdom
$1.45M +$1.43M +74,603 New
TCIM
15
TIAA CREF Investment Management
New York
$1.21M +$5.07K +264 +0.4%
VFS
16
VSR Financial Services
Kansas
$1.17M -$125K -6,487 -10%
GC
17
Guggenheim Capital
Illinois
$1.16M +$105K +5,492 +10%
BIM
18
BlackRock Investment Management
Delaware
$936K +$14.9K +775 +2%
JP Morgan Chase
19
JP Morgan Chase
New York
$918K +$88.2K +4,593 +11%
BTS
20
BB&T Securities
Virginia
$850K -$42K -2,186 -5%
Morgan Stanley
21
Morgan Stanley
New York
$712K -$548K -28,549 -44%
BCM
22
Bridgeway Capital Management
Texas
$698K -$912K -47,500 -57%
California State Teachers Retirement System (CalSTRS)
23
California State Teachers Retirement System (CalSTRS)
California
$479K +$15.8K +824 +3%
NFA
24
Nationwide Fund Advisors
Ohio
$400K +$12.6K +657 +3%
GCP
25
GSA Capital Partners
United Kingdom
$384K -$380K -19,800 -50%
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