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Fidus Investment

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$184K +$19.7K +1,067 +11%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$173K +$5.14K +279 +3%
Morgan Stanley
28
Morgan Stanley
New York
$171K -$807K -43,768 -81%
HighTower Advisors
29
HighTower Advisors
Illinois
$170K +$5.24K +284 +3%
CFA
30
Carroll Financial Associates
North Carolina
$92K -$23K -1,250 -19%
Creative Planning
31
Creative Planning
Kansas
$77K +$17.5K +950 +25%
Wells Fargo
32
Wells Fargo
California
$71K -$98.1K -5,319 -55%
BNP Paribas Financial Markets
33
BNP Paribas Financial Markets
France
$23.7K -$1.44K -78 -5%
PAM
34
Panagora Asset Management
Massachusetts
$23K
TRCT
35
Tower Research Capital (TRC)
New York
$19K +$9.99K +542 +92%
Barclays
36
Barclays
United Kingdom
$16K -$72.5K -3,933 -80%
Invesco
37
Invesco
Georgia
$13K -$170K -9,226 -92%
OIA
38
Optimum Investment Advisors
Illinois
$13K
Manulife (Manufacturers Life Insurance)
39
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12K
AIG
40
American International Group
New York
$10.8K
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$9K +$9.55K +518 New
Thrivent Financial for Lutherans
42
Thrivent Financial for Lutherans
Minnesota
$8K +$8.78K +476 New
NFG
43
Next Financial Group
Texas
$4K
WA
44
WFG Advisors
Texas
$4K
HR
45
Howe & Rusling
New York
$4K +$4.42K +240 New
GSC
46
Ground Swell Capital
South Carolina
$3K -$24.1K -1,306 -87%
Ameriprise
47
Ameriprise
Minnesota
$2K -$922 -50 -29%
Citigroup
48
Citigroup
New York
$2K +$2.58K +140 +4,667%
Northern Trust
49
Northern Trust
Illinois
-$2.27M -110,740 Closed
NCM
50
Novare Capital Management
North Carolina
-$1.54M -75,224 Closed