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First Trust NYSE Arca Biotechnology Index Fund
FBT

Name Holding Trade Value Shares
Change 		Change in
Stake
FFA
201
Founders Financial Alliance
North Carolina
$58.3K – – –
DWS
202
Dynamic Wealth Strategies
California
$55K – – –
DFA
203
DHJJ Financial Advisors
Illinois
$49.7K – – –
SWM
204
Spire Wealth Management
Virginia
$44K +$37.2K +225 +726%
CMA
205
Cedar Mountain Advisors
Oregon
$41.6K – – –
WB
206
Webster Bank
Connecticut
$40.9K – – –
EAM
207
Eukles Asset Management
Ohio
$38.5K -$22.8K -138 -38%
AWM
208
Avior Wealth Management
Nebraska
$37.8K -$28.1K -170 -44%
SIC
209
Salem Investment Counselors
North Carolina
$34.4K -$9.93K -60 -23%
IBOK
210
Independence Bank of Kentucky
Kentucky
$34.4K – – –
SS
211
Sunbelt Securities
Texas
$33.7K -$8.77K -53 -21%
WWMSC
212
Wagner Wealth Management (South Carolina)
South Carolina
$28.7K – – –
S
213
SignatureFD
Georgia
$26K – – –
SSB
214
Sandy Spring Bank
Maryland
$25.6K – – –
FP
215
Financial Perspectives
Minnesota
$25.4K – – –
AF
216
Allworth Financial
California
$24.3K – – –
CA
217
Continuum Advisory
Idaho
$23K – – –
EAM
218
Empirical Asset Management
Massachusetts
$22.5K – – –
PCMC
219
Planning Capital Management Corporation
Pennsylvania
$21.7K – – –
AIP
220
Ameritas Investment Partners
Nebraska
$21.5K – – –
MFC
221
Mechanics Financial Corp
Ohio
$21K – – –
PTC
222
Private Trust Company
Ohio
$20.6K -$52.5K -317 -73%
MA
223
MCF Advisors
Kentucky
$20.6K – – –
GI
224
GAMMA Investing
California
$18.2K -$7.61K -46 -30%
T
225
Tidemark
California
$18.1K – – –
7 8
9
10 11