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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NSIM
201
North Star Investment Management
Illinois
$12K
Barclays
202
Barclays
United Kingdom
$11K
PCFFS
203
Pacific Center for Financial Services
California
$8K
APWA
204
Atlas Private Wealth Advisors
New Jersey
$6K +$5.88K +36 New
HI
205
Hudock Inc
Pennsylvania
$5K
CCA
206
Column Capital Advisors
Indiana
$4K -$16.3K -100 -80%
LAS
207
Lloyd Advisory Services
Georgia
$4K -$327 -2 -8%
AIP
208
Ameritas Investment Partners
Nebraska
$3K
IWP
209
IAG Wealth Partners
Wisconsin
$3K
FRA
210
Front Row Advisors
California
$2K +$2.45K +15 New
GFPC
211
Global Financial Private Client
Florida
$1.74K +$1.8K +11 New
GWMIA
212
Global Wealth Management Investment Advisory
Florida
$1K
WIM
213
Westside Investment Management
California
$15
3F
214
360 Financial
Minnesota
-$5.59M -32,342 Closed
TI
215
tru Independence
Oregon
-$3.75M -30,121 Closed
QAM
216
Q3 Asset Management
Michigan
-$4.55M -26,961 Closed
CWM
217
Concentrum Wealth Management
California
-$2.63M -15,659 Closed
HAS
218
HBW Advisory Services
California
-$2.19M -13,026 Closed
CAG
219
Csenge Advisory Group
Florida
-$1.73M -10,292 Closed
GIA
220
Gladstone Institutional Advisory
Florida
-$1.33M -7,942 Closed
Koshinski Asset Management
221
Koshinski Asset Management
Illinois
-$874K -5,208 Closed
RIA
222
Regal Investment Advisors
Michigan
-$795K -4,736 Closed
NA
223
NewEdge Advisors
Louisiana
-$522K -3,111 Closed
Millennium Management
224
Millennium Management
New York
-$482K -2,872 Closed
CWS
225
Cypress Wealth Services
California
-$400K -2,447 Closed