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First Trust NYSE Arca Biotechnology Index Fund
FBT

Name Holding Trade Value Shares
Change 		Change in
Stake
IAA
201
Independent Advisor Alliance
North Carolina
– -$2.64M -17,744 Closed
JAWM
202
J. Arnold Wealth Management
Ohio
– -$1.52M -10,225 Closed
Qube Research & Technologies (QRT)
203
Qube Research & Technologies (QRT)
United Kingdom
– -$1.13M -7,615 Closed
MSAM
204
Moloney Securities Asset Management
Missouri
– -$1.05M -7,061 Closed
WA
205
Wealth Advisors
California
– -$943K -6,108 Closed
Cetera Investment Advisers
206
Cetera Investment Advisers
Illinois
– -$807K -5,411 Closed
CA
207
Cetera Advisors
Colorado
– -$767K -5,159 Closed
CWM
208
Concentrum Wealth Management
California
– -$492K -3,308 Closed
TC
209
Truvestments Capital
Florida
– -$468K -3,148 Closed
PFA
210
Pinnacle Family Advisors
Missouri
– -$429K -2,887 Closed
BCM
211
Beck Capital Management
Texas
– -$422K -2,835 Closed
CA
212
Clearstead Advisors
Ohio
– -$377K -2,534 Closed
JIP
213
Jaffetilchin Investment Partners
Florida
– -$334K -2,247 Closed
Creative Planning
214
Creative Planning
Kansas
– -$292K -1,963 Closed
NFG
215
Nations Financial Group
Iowa
– -$256K -1,718 Closed
SFP
216
Strategic Financial Partners
Oregon
– -$228K -1,534 Closed
Bank of New York Mellon
217
Bank of New York Mellon
New York
– -$226K -1,517 Closed
CWA
218
Clarus Wealth Advisors
Arizona
– -$217K -1,435 Closed
CCB
219
Cutter & Co Brokerage
Missouri
– -$213K -1,435 Closed
ST
220
Spinnaker Trust
Maine
– -$211K -1,423 Closed
MAFM
221
Mid Atlantic Financial Management
Pennsylvania
– -$208K -1,402 Closed
Northern Trust
222
Northern Trust
Illinois
– -$201K -1,353 Closed
EI
223
Ellevest Inc
New York
– -$50K -334 Closed
PA
224
Procyon Advisors
Connecticut
– -$21K -138 Closed
TCWM
225
Total Clarity Wealth Management
Illinois
– -$15K -104 Closed
6 7 8
9
10