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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Montreal
201
Bank of Montreal
Ontario, Canada
$4K
HWM
202
HighMark Wealth Management
Minnesota
$4K +$3.85K +28 New
FEG
203
Financial Enhancement Group
Indiana
$3K -$3.85K -28 -56%
AIP
204
Ameritas Investment Partners
Nebraska
$3K
LAS
205
Lloyd Advisory Services
Georgia
$3K +$3.16K +23 New
WP
206
WealthShield Partners
North Carolina
$3K +$3.16K +23 New
CWA
207
Capital Wealth Alliance
Arizona
$2K +$1.51K +11 New
GWMIA
208
Global Wealth Management Investment Advisory
Florida
$1K -$42.7K -311 -98%
CIAS
209
Capital Investment Advisory Services
North Carolina
$1K
GDP
210
Great Diamond Partners
Maine
$1K +$1.1K +8 New
FHA
211
First Horizon Advisors
Tennessee
$1K +$1.51K +11 New
PVH
212
Psagot Value Holdings
Israel
-$12.6M -101,677 Closed
MIG
213
McGuire Investment Group
Rhode Island
-$3.44M -27,805 Closed
AIC
214
Ameritas Investment Company
Nebraska
-$2.65M -20,016 Closed
HighTower Advisors
215
HighTower Advisors
Illinois
-$1.65M -13,264 Closed
RCG
216
Ruggie Capital Group
Florida
-$1.44M -11,637 Closed
Goldman Sachs
217
Goldman Sachs
New York
-$1.34M -10,852 Closed
PA
218
PFG Advisors
Arizona
-$1.16M -9,532 Closed
AC
219
Avestar Capital
New York
-$1.14M -9,212 Closed
SWA
220
Stratos Wealth Advisors
Ohio
-$1.03M -8,356 Closed
TSS
221
Two Sigma Securities
New York
-$753K -6,087 Closed
FHC
222
First Heartland Consultants
Missouri
-$496K -4,006 Closed
OMC
223
Old Mission Capital
Illinois
-$358K -2,893 Closed
Marshall Wace
224
Marshall Wace
United Kingdom
-$291K -2,353 Closed
GSWM
225
Golden State Wealth Management
California
-$209K -1,685 Closed