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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
176
US Bancorp
Minnesota
$21K -$35.2K -247 -61%
S
177
SignatureFD
Georgia
$20K
MA
178
MUFG Americas
New York
$17K
RFM
179
Royal Fund Management
Florida
$17K
MA
180
MCF Advisors
Kentucky
$16K
APWM
181
Atlas Private Wealth Management
New York
$14K
TIM
182
Tortoise Investment Management
New York
$14K
NSIM
183
North Star Investment Management
Illinois
$10K
Barclays
184
Barclays
United Kingdom
$9K -$52.7K -370 -84%
IWP
185
IAG Wealth Partners
Wisconsin
$9K -$31.5K -221 -76%
OPS
186
Orion Portfolio Solutions
Nebraska
$9K +$9.69K +68 New
PCFFS
187
Pacific Center for Financial Services
California
$7K
SWA
188
Stratos Wealth Advisors
Ohio
$7K +$7.12K +50 New
HI
189
Hudock Inc
Pennsylvania
$4K
AIP
190
Ameritas Investment Partners
Nebraska
$3K
CAC
191
Certified Advisory Corp
Florida
$3K
LAS
192
Lloyd Advisory Services
Georgia
$3K
WP
193
WealthShield Partners
North Carolina
$3K
CIAS
194
Capital Investment Advisory Services
North Carolina
$1K
GWMIA
195
Global Wealth Management Investment Advisory
Florida
$1K
BHWM
196
Bay Harbor Wealth Management
Maryland
$1K +$570 +4 New
LFG
197
Larson Financial Group
Missouri
$1K +$1.43K +10 New
WIM
198
Westside Investment Management
California
$13 +$14.2K +100 New
HSBC Holdings
199
HSBC Holdings
United Kingdom
-$4.79M -32,177 Closed
AA
200
Ancora Advisors
Ohio
-$3.69M -24,797 Closed