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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WIM
176
Westside Investment Management
California
$12.4K +$13.7K +100 New
OIA
177
Optimum Investment Advisors
Illinois
$12K -$10.9K -80 -44%
Bank of Montreal
178
Bank of Montreal
Ontario, Canada
$12K – – –
MWM
179
Mascoma Wealth Management
New Hampshire
$12K – – –
AF
180
Advisornet Financial
Minnesota
$12K +$13.7K +100 New
VFA
181
Valeo Financial Advisors
Indiana
$10K – – –
HI
182
Hudock Inc
Pennsylvania
$9K – – –
BTNA
183
Bremer Trust National Association
Minnesota
$8K +$9.16K +67 New
BHWM
184
Bay Harbor Wealth Management
Maryland
$7K +$8.07K +59 New
William Blair & Company
185
William Blair & Company
Illinois
$6K -$2.05K -15 -23%
PCFFS
186
Pacific Center for Financial Services
California
$6K – – –
WTC
187
WhitTier Trust Company
Nevada
$6K +$6.7K +49 New
FWM
188
Focused Wealth Management
New York
$5K +$5.2K +38 New
AIP
189
Ameritas Investment Partners
Nebraska
$3K – – –
SWM
190
SeaCrest Wealth Management
New York
$3K – – –
GRP
191
Global Retirement Partners
California
$3K +$3.28K +24 New
PMFA
192
Plante Moran Financial Advisors
Michigan
$2K +$2.73K +20 New
Parallax Volatility Advisers
193
Parallax Volatility Advisers
California
$1K +$1.37K +10 +1,000%
CM
194
Churchill Management
California
– -$346M -2,180,380 Closed
NA
195
Navellier & Associates
Nevada
– -$27M -170,264 Closed
GA
196
Gateway Advisory
New Jersey
– -$8.31M -52,466 Closed
SG
197
Somerset Group
Minnesota
– -$4.43M -31,326 Closed
VCM
198
Virtue Capital Management
Tennessee
– -$4.1M -25,878 Closed
AA
199
Ancora Advisors
Ohio
– -$3.51M -22,168 Closed
PCM
200
Penserra Capital Management
California
– -$2.45M -15,440 Closed