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First Trust NYSE Arca Biotechnology Index Fund
FBT

Name Holding Trade Value Shares
Change 		Change in
Stake
CG
101
Cutler Group
California
$4K -$11.5K -130 -72%
JFA
102
JNBA Financial Advisors
Minnesota
$4K – – –
HI
103
Hudock Inc
Pennsylvania
$3K -$2.43M -27,530 -100%
MWM
104
MinichMacGregor Wealth Management
New York
$3K -$915K -10,384 -100%
LWM
105
LBA Wealth Management
Florida
$3K – – –
AP
106
Atwood & Palmer
Missouri
$2K -$1.16M -13,224 -100%
First Trust Advisors
107
First Trust Advisors
Illinois
– -$1.21B -10,731,173 Closed
SG
108
Strid Group
Pennsylvania
– -$17.7M -156,463 Closed
RIG
109
RiverFront Investment Group
Virginia
– -$11.9M -105,013 Closed
LFG
110
LifePlan Financial Group
Ohio
– -$4.69M -41,464 Closed
NA
111
NewEdge Advisors
Louisiana
– -$4.26M -37,657 Closed
HFS
112
HL Financial Services
Kentucky
– -$4.24M -37,487 Closed
BCM
113
Beck Capital Management
Texas
– -$1.94M -17,190 Closed
VFS
114
VSR Financial Services
Kansas
– -$1.66M -14,666 Closed
SFI
115
SPC Financial Inc
Maryland
– -$1.5M -13,250 Closed
SI
116
Stephens Inc
Arkansas
– -$1.08M -9,604 Closed
RIA
117
Regal Investment Advisors
Michigan
– -$1.04M -9,205 Closed
SPC
118
Sigma Planning Corp
Michigan
– -$859K -7,599 Closed
WAS
119
WESPAC Advisors SoCal
California
– -$708K -6,265 Closed
CCS
120
Crosspoint Capital Strategies
California
– -$629K -6,170 Closed
WF
121
WealthTrust Fairport
Ohio
– -$606K -5,360 Closed
ICAS
122
Investors Capital Advisory Services
Massachusetts
– -$587K -5,196 Closed
SHA
123
Smith Hayes Advisers
Nebraska
– -$537K -4,753 Closed
VC
124
Vicus Capital
Pennsylvania
– -$515K -4,556 Closed
M&T Bank
125
M&T Bank
New York
– -$476K -4,212 Closed
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