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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WEC
101
Winslow Evans & Crocker
Massachusetts
$179K
Simplex Trading
102
Simplex Trading
Illinois
$137K -$21K -174 -14%
Northwestern Mutual Wealth Management
103
Northwestern Mutual Wealth Management
Wisconsin
$131K -$8.21K -68 -6%
Bank of Montreal
104
Bank of Montreal
Ontario, Canada
$121K
MAS
105
Madden Advisory Services
Florida
$118K +$115K +955 New
BMM
106
Buffington Mohr McNeal
Idaho
$107K
MA
107
MUFG Americas
New York
$73K
PMAM
108
Picton Mahoney Asset Management
Ontario, Canada
$62K
IWMPD
109
Integrated Wealth Management (Palm Desert)
California
$21K +$20.4K +169 New
ASN
110
Advisory Services Network
Georgia
$20K
NFG
111
Next Financial Group
Texas
$18K +$13.9K +115 +371%
WCM
112
Wealthcare Capital Management
Virginia
$17K -$146K -1,212 -90%
NMIS
113
Northwestern Mutual Investment Services
Wisconsin
$16K +$15.4K +128 New
HNB
114
Huntington National Bank
Ohio
$14K +$13.9K +115 New
TIM
115
Tortoise Investment Management
New York
$13K
SSB
116
Sandy Spring Bank
Maryland
$12K
TWA
117
TCI Wealth Advisors
Arizona
$12K
KCPG
118
Kavar Capital Partners Group
Kansas
$12K +$12.1K +100 New
EWM
119
Evercore Wealth Management
New York
$10K
EDRH
120
Edmond de Rothschild Holding
Switzerland
$10K +$9.66K +80 New
EDRS
121
Edmond de Rothschild (Suisse)
Switzerland
$10K +$9.66K +80 New
JFA
122
JNBA Financial Advisors
Minnesota
$5K
Fifth Third Bancorp
123
Fifth Third Bancorp
Ohio
$4K +$3.5K +29 New
RAM
124
Riggs Asset Management
Pennsylvania
$2K +$1.81K +15 New
WA
125
WESPAC Advisors
California
-$3.56M -30,126 Closed