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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
101
PNC Financial Services Group
Pennsylvania
$54K +$25.8K +264 +102%
PMAM
102
Picton Mahoney Asset Management
Ontario, Canada
$41K +$39.1K +400 New
Fifth Third Bancorp
103
Fifth Third Bancorp
Ohio
$32K
WRM
104
Westport Resources Management
Connecticut
$31K +$29.3K +300 New
ASN
105
Advisory Services Network
Georgia
$29K +$25.7K +263 New
RMAM
106
Raab & Moskowitz Asset Management
New Jersey
$20K +$19.5K +200 New
WA
107
Waverly Advisors
Alabama
$16K
AIP
108
Ameritas Investment Partners
Nebraska
$14K +$14.2K +145 New
TIM
109
Tortoise Investment Management
New York
$11K
TWA
110
TCI Wealth Advisors
Arizona
$10K +$9.77K +100 New
SIG
111
Stanford Investment Group
California
$9K +$8.59K +88 New
JFA
112
JNBA Financial Advisors
Minnesota
$4K
TRCT
113
Tower Research Capital (TRC)
New York
-$3.26M -35,528 Closed
Verition Fund Management
114
Verition Fund Management
Connecticut
-$1.56M -16,965 Closed
NA
115
Navellier & Associates
Nevada
-$1.47M -16,035 Closed
CAN
116
Cetera Advisor Networks
California
-$1.17M -12,727 Closed
Northern Trust
117
Northern Trust
Illinois
-$394K -4,289 Closed
VKH
118
Virtu KCG Holdings
New York
-$311K -3,392 Closed
EWM
119
Evercore Wealth Management
New York
-$7K -80 Closed
MWP
120
MYCIO Wealth Partners
Pennsylvania
-$2K -27 Closed
Parallax Volatility Advisers
121
Parallax Volatility Advisers
California
+$98 +1 New