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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PCP
101
Perimeter Capital Partners
Georgia
– -$405K -4,914 Closed
VF
102
Virtu Financial
New York
– -$292K -3,543 Closed
PCM
103
Princeton Capital Management
New Jersey
– -$232K -2,818 Closed
PMAM
104
Picton Mahoney Asset Management
Ontario, Canada
– -$123K -1,500 Closed
AA
105
Apriem Advisors
California
– -$93K -1,130 Closed
CFS
106
Community Financial System
New York
– -$9K -112 Closed