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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IA
251
IFG Advisory
Georgia
– -$437K -2,762 Closed
GLA
252
Good Life Advisors
Pennsylvania
– -$363K -2,295 Closed
KA
253
Kovack Advisors
Florida
– -$341K -2,156 Closed
HAG
254
HF Advisory Group
Maryland
– -$287K -1,813 Closed
Mariner
255
Mariner
Kansas
– -$271K -1,712 Closed
SOS
256
Silver Oak Securities
Tennessee
– -$250K -1,579 Closed
EA
257
Ergawealth Advisors
Illinois
– -$224K -1,417 Closed
TI
258
Truepoint Inc
Ohio
– -$217K -1,372 Closed
Mercer Global Advisors
259
Mercer Global Advisors
Colorado
– -$214K -1,356 Closed
JWCA
260
J.W. Cole Advisors
Florida
– -$207K -1,310 Closed
MSFS
261
Main Street Financial Solutions
Pennsylvania
– -$201K -1,273 Closed
Zurich Cantonal Bank
262
Zurich Cantonal Bank
Switzerland
– -$148K -932 Closed
ASN
263
Advisory Services Network
Georgia
– -$113K -718 Closed
FPB
264
First PREMIER Bank
South Dakota
– -$51K -320 Closed
DI
265
DAGCO Inc
Ohio
– -$50.3K -318 Closed
SWM
266
Spire Wealth Management
Virginia
– -$39.3K -259 Closed
ASBI
267
American State Bank (Iowa)
Iowa
– -$23.7K -150 Closed
GI
268
Gradient Investments
Minnesota
– -$23.7K -150 Closed
RDIA
269
RE Dickinson Investment Advisors
Iowa
– -$19K -120 Closed
CTA
270
Colonial Trust Advisors
South Carolina
– -$5.69K -36 Closed
RCM
271
Raleigh Capital Management
North Carolina
– -$2.37K -15 Closed