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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TSS
251
Two Sigma Securities
New York
– -$429K -2,584 Closed
Northern Trust
252
Northern Trust
Illinois
– -$249K -1,502 Closed
JAWM
253
J. Arnold Wealth Management
Ohio
– -$227K -1,366 Closed
MOS
254
MGO One Seven
Ohio
– -$221K -1,332 Closed
SWM
255
SeaCrest Wealth Management
New York
– -$218K -1,310 Closed
PA
256
Pinnacle Associates
New York
– -$208K -1,250 Closed
BTWM
257
Baker Tilly Wealth Management
Wisconsin
– -$202K -1,214 Closed
Simplex Trading
258
Simplex Trading
Illinois
– -$165K -950 Closed
FA
259
Flagstar Advisors
New York
– -$125K -750 Closed
CFA
260
Cahill Financial Advisors
Minnesota
– -$58K -352 Closed
GPA
261
Guidance Point Advisors
Massachusetts
– -$51K -310 Closed
GRP
262
Global Retirement Partners
California
– -$46K -278 Closed
CWAF
263
Core Wealth Advisors (Florida)
Florida
– -$33K -201 Closed
IF
264
Ironwood Financial
Arizona
– -$32K -190 Closed
MA
265
MCF Advisors
Kentucky
– -$20K -120 Closed
TFO
266
Tarbox Family Office
California
– -$18K -110 Closed
TIM
267
Tortoise Investment Management
New York
– -$17K -103 Closed
GWMIA
268
Global Wealth Management Investment Advisory
Florida
– -$17K -100 Closed
APWA
269
Atlas Private Wealth Advisors
New Jersey
– -$14K -86 Closed
PPWM
270
PFG Private Wealth Management
Florida
– -$10K -60 Closed
AIP
271
Ahrens Investment Partners
Louisiana
– +$323 +2 New