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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AA
226
Addison Advisors
Vermont
$6K – – –
PMFA
227
Plante Moran Financial Advisors
Michigan
$5.42K – – –
PA
228
Parallel Advisors
California
$5.27K +$5.49K +36 New
GEA
229
Glen Eagle Advisors
New Jersey
$4.39K – – –
CCA
230
Column Capital Advisors
Indiana
$3.66K – – –
CAS
231
Coppell Advisory Solutions
Texas
$3.54K -$3.96K -26 -53%
HI
232
Hoey Investments
Pennsylvania
$2.2K – – –
AIC
233
Archer Investment Corporation
Indiana
$2.19K – – –
RCM
234
Raleigh Capital Management
North Carolina
$2.19K – – –
PBK
235
Peoples Bank (Kansas)
Kansas
$2.19K +$2.29K +15 New
C
236
Covestor
United Kingdom
$2K – – –
GIA
237
GHP Investment Advisors
Colorado
$1.74K – – –
GFPC
238
Global Financial Private Client
Florida
$1.6K – – –
TRCT
239
Tower Research Capital (TRC)
New York
$585 -$914 -6 -60%
ACA
240
Aptus Capital Advisors
Alabama
$293 -$5.49K -36 -95%
GWANC
241
Guardian Wealth Advisors (North Carolina)
North Carolina
$293 -$5.49K -36 -95%
Jane Street
242
Jane Street
New York
– -$2.35M -15,351 Closed
Two Sigma Investments
243
Two Sigma Investments
New York
– -$2.24M -14,600 Closed
Rockefeller Capital Management
244
Rockefeller Capital Management
New York
– -$981K -6,404 Closed
VWA
245
Visionary Wealth Advisors
Illinois
– -$779K -5,086 Closed
LFAS
246
Level Four Advisory Services
Texas
– -$776K -5,067 Closed
Thrivent Financial for Lutherans
247
Thrivent Financial for Lutherans
Minnesota
– -$605K -3,951 Closed
PA
248
PFG Advisors
Arizona
– -$451K -2,948 Closed
CWA
249
Capital Wealth Alliance
Arizona
– -$295K -1,927 Closed
GSIAS
250
Garden State Investment Advisory Services
New Jersey
– -$256K -1,674 Closed