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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CCA
226
Column Capital Advisors
Indiana
$4K
DWMG
227
DB Wealth Management Group
California
$4K
LAS
228
Lloyd Advisory Services
Georgia
$3K -$1.2K -7 -29%
FRA
229
Front Row Advisors
California
$2K
MWA
230
Moser Wealth Advisors
Washington
$2K +$2.4K +14 New
GFPC
231
Global Financial Private Client
Florida
$1.79K
TAM
232
Tucker Asset Management
Colorado
$803
WIM
233
Westside Investment Management
California
$16
Janney Montgomery Scott
234
Janney Montgomery Scott
Pennsylvania
-$4.37M -25,989 Closed
IMC Chicago
235
IMC Chicago
Illinois
-$4.04M -24,039 Closed
IAA
236
Independent Advisor Alliance
North Carolina
-$997K -5,932 Closed
FHA
237
Flagship Harbor Advisors
Massachusetts
-$959K -5,710 Closed
RIA
238
Regal Investment Advisors
Michigan
-$945K -5,625 Closed
Qube Research & Technologies (QRT)
239
Qube Research & Technologies (QRT)
United Kingdom
-$913K -5,437 Closed
LFAS
240
Level Four Advisory Services
Texas
-$872K -5,191 Closed
OIA
241
OneDigital Investment Advisors
Kansas
-$778K -4,632 Closed
PFA
242
Plotkin Financial Advisors
Maryland
-$470K -2,798 Closed
NFG
243
Nations Financial Group
Iowa
-$441K -2,624 Closed
PA
244
PSI Advisors
Florida
-$390K -2,326 Closed
SS
245
Simplicity Solutions
Minnesota
-$370K -2,200 Closed
BCM
246
Breiter Capital Management
Florida
-$319K -1,900 Closed
CWM
247
Cornerstone Wealth Management
Missouri
-$312K -1,855 Closed
LFF
248
Level Four Financial
Texas
-$271K -1,615 Closed
TSS
249
Two Sigma Securities
New York
-$248K -1,477 Closed
WLIM
250
White Lighthouse Investment Management
Massachusetts
-$246K -1,465 Closed