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First Trust NYSE Arca Biotechnology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LAS
226
Lloyd Advisory Services
Georgia
$4K – – –
DWMG
227
DB Wealth Management Group
California
$4K +$3.73K +23 New
FFG
228
Fortem Financial Group
California
$4K +$4.06K +25 New
FRA
229
Front Row Advisors
California
$3K – – –
IWP
230
IAG Wealth Partners
Wisconsin
$3K – – –
FGAM
231
Financial Gravity Asset Management
Texas
$2K +$1.46K +9 New
GFPC
232
Global Financial Private Client
Florida
$1.85K – – –
GWMIA
233
Global Wealth Management Investment Advisory
Florida
$1K – – –
TAM
234
Tucker Asset Management
Colorado
$840 +$811 +5 New
WIM
235
Westside Investment Management
California
$16 – – –
NEIRG
236
New England Investment & Retirement Group
Massachusetts
– -$10.8M -68,824 Closed
HF
237
HRT Financial
New York
– -$7.75M -49,283 Closed
MIG
238
McGuire Investment Group
Rhode Island
– -$4.3M -27,319 Closed
WI
239
Wintrust Investments
Illinois
– -$1.51M -9,582 Closed
MFG
240
Merit Financial Group
Georgia
– -$1.18M -7,528 Closed
LA
241
LexAurum Advisors
Kansas
– -$1.11M -7,050 Closed
OWA
242
Outlook Wealth Advisors
Texas
– -$945K -6,006 Closed
MCM
243
Maryland Capital Management
Maryland
– -$686K -4,360 Closed
AssetMark Inc
244
AssetMark Inc
California
– -$662K -4,210 Closed
IAIM
245
International Assets Investment Management
Florida
– -$349K -2,217 Closed
Jane Street
246
Jane Street
New York
– -$312K -1,984 Closed
CWA
247
Capital Wealth Alliance
Arizona
– -$292K -1,857 Closed
FFN
248
Focus Financial Network
Minnesota
– -$290K -1,841 Closed
Northern Trust
249
Northern Trust
Illinois
– -$265K -1,681 Closed
Simplex Trading
250
Simplex Trading
Illinois
– -$77K -495 Closed