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ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allworth Financial
101
Allworth Financial
California
$31.7K – – –
Advisory Services Network
102
Advisory Services Network
Georgia
$28.9K +$27.2K +548 New
SIS
103
Sound Income Strategies
Florida
$26K +$25.3K +509 New
Farther Finance Advisors
104
Farther Finance Advisors
California
$20.9K +$6.06K +122 +43%
GCM
105
Gunpowder Capital Management
Maryland
$19K – – –
CX Institutional
106
CX Institutional
Indiana
$19K +$398 +8 +2%
Cullen/Frost Bankers
107
Cullen/Frost Bankers
Texas
$18.8K -$6.76K -136 -28%
MCA
108
McGuire Capital Advisors
Oklahoma
$14.7K – – –
PSB
109
Piscataqua Savings Bank
New Hampshire
$12.6K – – –
SWA
110
SOA Wealth Advisors
New York
$12.4K +$248 +5 +2%
AW
111
Avion Wealth
Texas
$11K – – –
WBC
112
West Branch Capital
Massachusetts
$11K +$248 +5 +2%
PMFA
113
Plante Moran Financial Advisors
Michigan
$7.92K – – –
Salem Investment Counselors
114
Salem Investment Counselors
North Carolina
$5.81K +$5.47K +110 New
Brown Brothers Harriman & Co
115
Brown Brothers Harriman & Co
New York
$5.39K +$5.07K +102 New
CT
116
Colonial Trust
South Carolina
$4.01K – – –
UBS AM
117
UBS AM
Illinois
$3.54K +$3.33K +67 New
Geneos Wealth Management
118
Geneos Wealth Management
Colorado
$3.38K – – –
SWM
119
SHP Wealth Management
Massachusetts
$3.29K +$50 +1 +2%
Huntington National Bank
120
Huntington National Bank
Ohio
$106 – – –
AIA
121
Absolute Investment Advisers
Florida
– -$3.75M -84,275 Closed
QL
122
Quarry LP
New York
– -$1.57M -35,239 Closed
YCM
123
Yakira Capital Management
Connecticut
– -$1.14M -25,641 Closed
Cerity Partners
124
Cerity Partners
New York
– -$612K -13,698 Closed
AWA
125
Arete Wealth Advisors
Illinois
– -$589K -13,200 Closed