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ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CX Institutional
101
CX Institutional
Indiana
$16K +$481 +11 +3%
Farther Finance Advisors
102
Farther Finance Advisors
California
$12.8K +$9.35K +214 +293%
MCA
103
McGuire Capital Advisors
Oklahoma
$12.4K +$12.2K +278 New
PSB
104
Piscataqua Savings Bank
New Hampshire
$10.6K – – –
SWA
105
SOA Wealth Advisors
New York
$10.3K +$306 +7 +3%
WBC
106
West Branch Capital
Massachusetts
$9.07K +$8.87K +203 New
AW
107
Avion Wealth
Texas
$9K – – –
AWM
108
Abound Wealth Management
Tennessee
$8.93K -$7.82K -179 -47%
DE
109
DV Equities
Illinois
$8.93K +$8.74K +200 New
Global Retirement Partners
110
Global Retirement Partners
California
$7.44K – – –
PMFA
111
Plante Moran Financial Advisors
Michigan
$6.7K – – –
FIA
112
FNY Investment Advisers
New York
$4K -$30.6K -700 -88%
CT
113
Colonial Trust
South Carolina
$3.39K – – –
Geneos Wealth Management
114
Geneos Wealth Management
Colorado
$2.86K – – –
SWM
115
SHP Wealth Management
Massachusetts
$2.73K +$2.67K +61 New
AAG
116
Armstrong Advisory Group
Massachusetts
$1.18K – – –
Carson Wealth (CWM LLC)
117
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
CIBC Private Wealth Group
118
CIBC Private Wealth Group
Georgia
$759 – – –
DV Trading
119
DV Trading
Illinois
$223 +$219 +5 New
Huntington National Bank
120
Huntington National Bank
Ohio
$89 – – –
Boothbay Fund Management
121
Boothbay Fund Management
New York
– -$2.79M -62,000 Closed
AGM
122
Alpine Global Management
New York
– -$2.11M -47,000 Closed
CC
123
CF Capital
Massachusetts
– -$739K -16,446 Closed
Integrated Wealth Concepts
124
Integrated Wealth Concepts
Massachusetts
– -$336K -7,475 Closed
Susquehanna International Group
125
Susquehanna International Group
Pennsylvania
– -$258K -5,746 Closed