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ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Global Retirement Partners
101
Global Retirement Partners
California
$7.49K +$7.87K +167 New
PMFA
102
Plante Moran Financial Advisors
Michigan
$6.74K – – –
Principal Securities
103
Principal Securities
Iowa
$3.92K -$660 -14 -14%
CT
104
Colonial Trust
South Carolina
$3.41K – – –
Farther Finance Advisors
105
Farther Finance Advisors
California
$3.28K – – –
Geneos Wealth Management
106
Geneos Wealth Management
Colorado
$2.88K – – –
GWSG
107
GPS Wealth Strategies Group
Colorado
$2.25K -$15K -319 -86%
Salem Investment Counselors
108
Salem Investment Counselors
North Carolina
$1.58K – – –
AAG
109
Armstrong Advisory Group
Massachusetts
$1.15K +$47 +1 +4%
Carson Wealth (CWM LLC)
110
Carson Wealth (CWM LLC)
Nebraska
$1K -$3.72K -79 -80%
CIBC Private Wealth Group
111
CIBC Private Wealth Group
Georgia
$764 – – –
Barclays
112
Barclays
United Kingdom
$494 -$2.17K -46 -81%
Huntington National Bank
113
Huntington National Bank
Ohio
$90 – – –
TJHA
114
Thomas J. Herzfeld Advisors
Florida
– -$3.54M -73,828 Closed
Polar Asset Management Partners
115
Polar Asset Management Partners
Ontario, Canada
– -$2.61M -54,414 Closed
LCM
116
Landscape Capital Management
New Jersey
– -$988K -20,591 Closed
First Trust Advisors
117
First Trust Advisors
Illinois
– -$856K -17,854 Closed
AC
118
Aristides Capital
Kentucky
– -$788K -16,432 Closed
Walleye Capital
119
Walleye Capital
New York
– -$288K -6,011 Closed
CAPTRUST Financial Advisors
120
CAPTRUST Financial Advisors
North Carolina
– -$264K -5,510 Closed
MGO One Seven
121
MGO One Seven
Ohio
– -$217K -4,522 Closed
M
122
MOTCO
Texas
– -$42.4K -886 Closed
TSMHT
123
Thurston Springer Miller Herd & Titak
Indiana
– -$19.4K -405 Closed
Brown Brothers Harriman & Co
124
Brown Brothers Harriman & Co
New York
– -$6.24K -130 Closed
BlackRock
125
BlackRock
New York
– -$756 -16 Closed