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ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CT
101
Colonial Trust
South Carolina
$3.54K – – –
Harbour Investments
102
Harbour Investments
Wisconsin
$3.49K +$3.43K +75 New
Geneos Wealth Management
103
Geneos Wealth Management
Colorado
$2.98K – – –
Salem Investment Counselors
104
Salem Investment Counselors
North Carolina
$1.63K – – –
AAG
105
Armstrong Advisory Group
Massachusetts
$1.13K – – –
Farther Finance Advisors
106
Farther Finance Advisors
California
$1.07K – – –
CIBC Private Wealth Group
107
CIBC Private Wealth Group
Georgia
$804 – – –
BlackRock
108
BlackRock
New York
$702 +$685 +15 New
SWM
109
Sanctuary Wealth Management
Idaho
$605 – – –
NS
110
NBC Securities
Alabama
$147 -$10.1K -220 -99%
Huntington National Bank
111
Huntington National Bank
Ohio
$93 – – –
Fidelity Investments
112
Fidelity Investments
Massachusetts
$47 +$46 +1 New
Mercer Global Advisors
113
Mercer Global Advisors
Colorado
– -$70K -70,039 Closed
DFG
114
Delphi Financial Group
Delaware
– -$2.65M -62,757 Closed
CL
115
CSS LLC
Illinois
– -$1.44M -34,088 Closed
BI
116
Bulldog Investors
New Jersey
– -$840K -19,915 Closed
TCA
117
Transcend Capital Advisors
New Jersey
– -$527K -12,490 Closed
HGA
118
Hobbs Group Advisors
South Carolina
– -$67.9K -1,610 Closed
FIA
119
FNY Investment Advisers
New York
– -$54K -1,300 Closed
GJWM
120
Gilliland Jeter Wealth Management
Arkansas
– -$30.9K -733 Closed
ADL
121
Asset Dedication LLC
California
– -$23.5K -556 Closed
Bessemer Group
122
Bessemer Group
New Jersey
– -$18K -429 Closed
TFGT
123
TS Financial Group (TSFG)
Illinois
– -$13K -297 Closed
GIA
124
GHP Investment Advisors
Colorado
– -$11K -261 Closed
CPA
125
Clear Point Advisors
New York
– -$7.13K -169 Closed