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ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CCP
26
Clough Capital Partners
Massachusetts
$444K +$194K +6,600 +72%
Kingsview Wealth Management
27
Kingsview Wealth Management
Oregon
$403K +$469 +16 +0.1%
QPWM
28
Quadrant Private Wealth Management
Pennsylvania
$388K -$21.8K -745 -5%
Integrated Wealth Concepts
29
Integrated Wealth Concepts
Massachusetts
$373K +$387K +13,216 New
Cerity Partners
30
Cerity Partners
New York
$369K -$11.4K -390 -3%
Cetera Advisor Networks
31
Cetera Advisor Networks
California
$346K -$7.07K -241 -2%
Ameriprise
32
Ameriprise
Minnesota
$345K -$62K -2,113 -15%
CF
33
Centaurus Financial
California
$302K -$10.3K -350 -3%
Osaic Holdings
34
Osaic Holdings
Arizona
$274K -$8.97K -306 -3%
Advisor Partners II
35
Advisor Partners II
California
$260K – – –
Pathstone Family Office
36
Pathstone Family Office
New Jersey
$260K – – –
AWA
37
Arete Wealth Advisors
Illinois
$253K +$46.3K +1,580 +21%
CAM
38
Concorde Asset Management
Michigan
$248K +$6.45K +220 +3%
JP Morgan Chase
39
JP Morgan Chase
New York
$245K – – –
HighTower Advisors
40
HighTower Advisors
Illinois
$220K +$16.2K +554 +8%
Stephens Inc
41
Stephens Inc
Arkansas
$202K +$205 +7 +0.1%
US Bancorp
42
US Bancorp
Minnesota
$184K – – –
UBS Group
43
UBS Group
Switzerland
$163K -$36.8K -1,255 -18%
CWC
44
Carolinas Wealth Consulting
North Carolina
$54.3K – – –
Advisory Services Network
45
Advisory Services Network
Georgia
$20.4K – – –
PMFA
46
Plante Moran Financial Advisors
Michigan
$18.4K – – –
KLWA
47
Kelly Lawrence W & Associates
California
$11.7K – – –
TWM
48
Tradition Wealth Management
Minnesota
$9K +$147 +5 +2%
SCA
49
Stonebridge Capital Advisors
Minnesota
$8.98K – – –
NewEdge Advisors
50
NewEdge Advisors
Louisiana
$8.47K -$35.2K -1,199 -80%