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ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MC
26
Matisse Capital
Oregon
$734K – – –
COLIM
27
City of London Investment Management
United Kingdom
$603K – – –
OFG
28
OTA Financial Group
New York
$504K +$595K +21,379 New
Raymond James & Associates
29
Raymond James & Associates
Florida
$474K -$80.3K -2,885 -13%
PTP
30
Platform Technology Partners
New York
$437K +$473 +17 +0.1%
Ameriprise
31
Ameriprise
Minnesota
$425K -$148K -5,327 -23%
CF
32
Centaurus Financial
California
$409K – – –
QPWM
33
Quadrant Private Wealth Management
Pennsylvania
$393K -$5.51K -198 -1%
Kingsview Wealth Management
34
Kingsview Wealth Management
Oregon
$342K – – –
Covington Capital Management
35
Covington Capital Management
California
$307K +$362K +13,019 +68,521%
LWAC
36
Laurel Wealth Advisors (California)
California
$285K – – –
Osaic Holdings
37
Osaic Holdings
Arizona
$251K +$2.42K +87 +0.8%
H6H
38
Hightower 6M Holding
Kansas
$241K -$197K -7,091 -41%
Cetera Advisor Networks
39
Cetera Advisor Networks
California
$229K +$25K +897 +10%
BRWA
40
B. Riley Wealth Advisors
Florida
$221K +$47.5K +1,706 +22%
Pathstone Family Office
41
Pathstone Family Office
New Jersey
$217K +$256K +9,200 New
AP
42
Advisor Partners
California
$217K +$256K +9,200 New
JP Morgan Chase
43
JP Morgan Chase
New York
$205K – – –
Stephens Inc
44
Stephens Inc
Arkansas
$204K +$167 +6 +0.1%
UBS Group
45
UBS Group
Switzerland
$144K -$30.1K -1,083 -15%
Rockefeller Capital Management
46
Rockefeller Capital Management
New York
$121K – – –
CWC
47
Carolinas Wealth Consulting
North Carolina
$45K – – –
ICM
48
Islay Capital Management
Texas
$33K -$21.2K -761 -35%
PMFA
49
Plante Moran Financial Advisors
Michigan
$15K – – –
SWM
50
SeaCrest Wealth Management
New York
$15K +$17.8K +640 New