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EMO

ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
26
City of London Investment Management
United Kingdom
$677K +$107K +5,000 +19%
RJA
27
Raymond James & Associates
Florida
$596K +$138K +6,469 +31%
Ameriprise
28
Ameriprise
Minnesota
$546K +$57.7K +2,697 +12%
PTP
29
Platform Technology Partners
New York
$544K +$12.8K +597 +2%
QPWM
30
Quadrant Private Wealth Management
Pennsylvania
$481K -$25.9K -1,209 -5%
Osaic Holdings
31
Osaic Holdings
Arizona
$472K +$11.2K +526 +3%
CF
32
Centaurus Financial
California
$419K -$5.37K -251 -1%
SPIA
33
Steward Partners Investment Advisory
New York
$359K +$75.3K +3,521 +27%
KWM
34
Kingsview Wealth Management
Oregon
$346K
LWAC
35
Laurel Wealth Advisors (California)
California
$275K
UBS Group
36
UBS Group
Switzerland
$269K -$102K -4,790 -28%
SI
37
Stephens Inc
Arkansas
$208K +$9.37K +438 +5%
LPL Financial
38
LPL Financial
California
$200K +$196K +9,174 New
US Bancorp
39
US Bancorp
Minnesota
$178K
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$112K
FIA
41
FNY Investment Advisers
New York
$54K -$21.4K -1,000 -29%
ICM
42
Islay Capital Management
Texas
$47K
CWC
43
Carolinas Wealth Consulting
North Carolina
$42K
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$15K -$6.97K -326 -32%
KLWA
45
Kelly Lawrence W & Associates
California
$9K
CBT
46
CoreFirst Bank & Trust
Kansas
$7K
SCA
47
Stonebridge Capital Advisors
Minnesota
$7K
TWM
48
Tradition Wealth Management
Minnesota
$6K +$107 +5 +2%
SN
49
Sittner & Nelson
Oregon
$5K
CTC
50
Central Trust Company
Missouri
$4K