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EMO

ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$204K -$48.7K -834 -17%
DA
27
Doliver Advisors
Texas
$159K -$863K -14,778 -82%
MFW
28
Mosaic Family Wealth
Missouri
$159K -$40.1K -687 -17%
QCIG
29
Quad-Cities Investment Group
Iowa
$159K +$189K +3,240 New
MA
30
MUFG Americas
New York
$147K +$175K +3,000 New
AG
31
Advisor Group
Arizona
$146K
Creative Planning
32
Creative Planning
Kansas
$129K
WAM
33
Weiss Asset Management
Massachusetts
$113K -$331K -5,660 -71%
FFG
34
Ford Financial Group
California
$101K +$3.5K +60 +3%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$55K
YWP
36
YorkBridge Wealth Partners
New York
$47K
ClearBridge Investments
37
ClearBridge Investments
New York
$42K
SWM
38
SeaCrest Wealth Management
New York
$22K +$467 +8 +2%
BFEC
39
Benjamin F. Edwards & Company
Missouri
$13K +$467 +8 +3%
PCA
40
Providence Capital Advisors
North Carolina
$12K
SWP
41
Stratos Wealth Partners
Ohio
$11K
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$11K +$117 +2 +0.9%
AF
43
Advisornet Financial
Minnesota
$5K +$5.84K +100 New
IA
44
IFP Advisors
Florida
$4K
OFG
45
OTA Financial Group
New York
-$256K -4,347 Closed
Millennium Management
46
Millennium Management
New York
-$139K -2,352 Closed
DWT
47
Dorsey & Whitney Trust
South Dakota
-$133K -2,250 Closed
TSS
48
Two Sigma Securities
New York
-$130K -2,198 Closed
GI
49
Gradient Investments
Minnesota
+$467 +8 New