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EMO

ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$89K -$16.2K -221 -14%
TJHA
27
Thomas J. Herzfeld Advisors
Florida
$80K
AIG
28
American International Group
New York
$34K +$14.7K +200 +60%
Creative Planning
29
Creative Planning
Kansas
$22K
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$17K +$4.39K +60 +28%
MFS
31
MSI Financial Services
Massachusetts
$14K +$7.33K +100 +83%
Deutsche Bank
32
Deutsche Bank
Germany
$13K -$16.1K -220 -50%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$13K -$14.7K -200 -50%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$8K
TRCT
35
Tower Research Capital (TRC)
New York
$6K +$6.59K +90 New
IA
36
IFP Advisors
Florida
$4K +$4.39K +60 New
CA
37
Cornerstone Advisors
North Carolina
-$2.27M -31,441 Closed
Bank of Nova Scotia
38
Bank of Nova Scotia
Ontario, Canada
-$2M -27,647 Closed
JP Morgan Chase
39
JP Morgan Chase
New York
-$490K -6,800 Closed
Baird Financial Group
40
Baird Financial Group
Wisconsin
-$425K -5,889 Closed
DWT
41
Dorsey & Whitney Trust
South Dakota
-$217K -3,005 Closed
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
-$181K -2,516 Closed
WP
43
WMS Partners
Maryland
-$162K -2,253 Closed
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
-$19K -264 Closed
JIC
45
Joel Isaacson & Co
New York
-$1K -9 Closed