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ClearBridge Energy Midstream Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Homrich & Berg
26
Homrich & Berg
Georgia
$309K +$304K +2,620 New
Ladenburg Thalmann Financial Services
27
Ladenburg Thalmann Financial Services
Florida
$223K +$12.6K +109 +6%
D.A. Davidson & Co
28
D.A. Davidson & Co
Montana
$153K +$78.8K +680 +110%
GWS
29
Glassman Wealth Services
Virginia
$71K +$69.6K +600 New
Deutsche Bank
30
Deutsche Bank
Germany
$63K – – –
Bank of Montreal
31
Bank of Montreal
Ontario, Canada
$47K – – –
US Bancorp
32
US Bancorp
Minnesota
$47K – – –
Creative Planning
33
Creative Planning
Kansas
$30K +$4.64K +40 +19%
NPC
34
National Planning Corporation
California
$28.2K +$30K +259 New
AIG
35
American International Group
New York
$21.2K +$6.96K +60 +50%
FANJ
36
Financial Architects (New Jersey)
New Jersey
$12K – – –
AWM
37
AllSquare Wealth Management
New York
$12K +$11.6K +100 New
Catalyst Capital Advisors
38
Catalyst Capital Advisors
New York
$9K +$8.58K +74 New
WRM
39
Westport Resources Management
Connecticut
$5K +$4.64K +40 New
NCM
40
Newgate Capital Management
Connecticut
– -$1.74M -14,294 Closed
TC
41
TFS Capital
Pennsylvania
– -$1.47M -12,010 Closed
DA
42
Doliver Advisors
Texas
– -$1.39M -11,362 Closed
Jane Street
43
Jane Street
New York
– -$224K -1,833 Closed
BB&T Securities
44
BB&T Securities
Virginia
– -$220K -1,807 Closed
Wolverine Asset Management
45
Wolverine Asset Management
Illinois
– -$37K -307 Closed
First Horizon Advisors
46
First Horizon Advisors
Tennessee
– -$28K -230 Closed
BBPWM
47
Blue Bell Private Wealth Management
Pennsylvania
– -$7K -60 Closed