EFC

Ellington Financial
EFC

Overview Fund Activity

68 hedge funds and large institutions have $310M invested in Ellington Financial in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
+4
Holders Change %
+6.25%
% of All Funds
1.96%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
9
Increased
20
Reduced
16
Closed
5
Calls
$2.14M
Puts
$2.27M
Net Calls
-$125K
Net Calls Change
+$287K

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$21.6M
2
Deutsche Bank
2
Deutsche Bank
Germany
$5.63M
3
Renaissance Technologies
3
Renaissance Technologies
New York
$5.45M
4
CLG
4
Cooperman Leon G
$10.7M
5
YMRC
5
Yorktown Management & Research Company
Virginia
$9.73M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$2.05M
2
SCA
2
Stieven Capital Advisors
Missouri
$0
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$65.3M
4
SCM
4
Summit Capital Management
Washington
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$3.18M
Name Holding Trade Value Shares
Change 		Shares
Change %
Barclays
51
Barclays
United Kingdom
$61K -$531 -22 -0.9%
Citigroup
52
Citigroup
New York
$58K -$30.6K -1,288 -35%
SNT
53
Security National Trust
West Virginia
$48K – – –
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$36K – – –
Ameriprise
55
Ameriprise
Minnesota
$32K +$2.91K +120 +10%
AP
56
Advisors Preferred
Maryland
$25K +$25K +1,043 New
FNBT
57
FineMark National Bank & Trust
Florida
$24K – – –
FANJ
58
Financial Architects (New Jersey)
New Jersey
$24K +$24K +1,000 New
LTFS
59
Ladenburg Thalmann Financial Services
Florida
$24K +$24K +1,000 New
Manulife (Manufacturers Life Insurance)
60
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$21K -$2.39K -99 -10%
US Bancorp
61
US Bancorp
Minnesota
$14K – – –
RFA
62
Reilly Financial Advisors
California
$8K +$8K +350 New
ST
63
Spot Trading
Illinois
$5K -$65K -2,678 -93%
FMII
64
Farmers & Merchants Investments Inc
Nebraska
$5K – – –
GSC
65
Ground Swell Capital
South Carolina
$5K +$5K +200 New
Creative Planning
66
Creative Planning
Kansas
$2K -$4.82K -200 -71%
TRCT
67
Tower Research Capital (TRC)
New York
$1K -$53.5K -2,675 -98%
GT
68
Glenmede Trust
Pennsylvania
$1K – – –
SCA
69
Stieven Capital Advisors
Missouri
– -$5.9M -247,600 Closed
SCM
70
Summit Capital Management
Washington
– -$2.74M -115,000 Closed
HighTower Advisors
71
HighTower Advisors
Illinois
– -$481K -20,181 Closed
SSG
72
Summit Securities Group
New York
– -$98K -4,100 Closed
ECM
73
ETrade Capital Management
Virginia
– -$5K -200 Closed
1 2
3