EFC

Ellington Financial
EFC

Overview Fund Activity

51 hedge funds and large institutions have $212M invested in Ellington Financial in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+4
Holders Change %
+8.51%
% of All Funds
1.16%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
11
Increased
17
Reduced
13
Closed
6
Calls
–
Puts
$404K
Net Calls
-$404K
Net Calls Change
+$361K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$14.2M
2
BP
2
BBR Partners
New York
$17.5M
3
BPCM
3
Beach Point Capital Management
California
$3.5M
4
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$3.88M
5
Hotchkis & Wiley Capital Management
5
Hotchkis & Wiley Capital Management
California
$1.14M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$38.9M
2
GXMC
2
Global X Management Company
New York
$0
3
MWM
3
Merriman Wealth Management
Washington
$189K
4
RO
4
Reservoir Operations
New York
$0
5
Deutsche Bank
5
Deutsche Bank
Germany
$3.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
MWNA
26
Marshall Wace North America
New York
$492K +$492K +33,922 New
AIM
27
Anchor Investment Management
South Carolina
$331K -$13.7K -944 -4%
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$311K +$39.6K +2,732 +15%
GEM
29
Global Endowment Management
North Carolina
$290K – – –
Wells Fargo
30
Wells Fargo
California
$289K +$42.5K +2,929 +17%
Ameriprise
31
Ameriprise
Minnesota
$271K +$271K +18,680 New
EWM
32
Edge Wealth Management
New York
$267K +$231K +16,000 +640%
OIA
33
Optimum Investment Advisors
Illinois
$256K +$67K +4,611 +35%
SWM
34
Stockman Wealth Management
Montana
$237K -$43.6K -3,000 -16%
WA
35
Wasatch Advisors
Utah
$222K +$222K +15,300 New
VF
36
Virtu Financial
New York
$211K -$351K -24,233 -62%
TSS
37
Two Sigma Securities
New York
$207K +$40.3K +2,771 +24%
MWM
38
Merriman Wealth Management
Washington
$189K -$4.53M -312,890 -96%
Northern Trust
39
Northern Trust
Illinois
$165K -$857 -59 -0.5%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$160K +$34.7K +2,389 +28%
Simplex Trading
41
Simplex Trading
Illinois
$73K +$67.7K +4,721 +1,269%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$46K – – –
AG
43
Advisor Group
Arizona
$42K – – –
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$22K +$8.28K +566 +60%
IA
45
IFP Advisors
Florida
$15K – – –
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$15K +$15K +1,000 New
Group One Trading
47
Group One Trading
Illinois
$15K +$15K +1,000 New
RE
48
RBC Europe
United Kingdom
$10.2K – – –
CAC
49
Certified Advisory Corp
Florida
$9K +$9K +643 New
SWM
50
SeaCrest Wealth Management
New York
$4K +$4K +250 New
1
2
3