EFC

Ellington Financial
EFC

Overview Fund Activity

47 hedge funds and large institutions have $224M invested in Ellington Financial in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-9
Holders Change %
-16.07%
% of All Funds
1.17%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
3
Increased
14
Reduced
19
Closed
11
Calls
–
Puts
$765K
Net Calls
-$765K
Net Calls Change
-$498K

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$27M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$2.51M
3
VF
3
Virtu Financial
New York
$613K
4
Renaissance Technologies
4
Renaissance Technologies
New York
$3M
5
Morgan Stanley
5
Morgan Stanley
New York
$6.03M

Top Sellers

1
OA
1
Omega Advisors
New York
$947K
2
UBS Group
2
UBS Group
Switzerland
$587K
3
PTC
3
Petrus Trust Company
Texas
$0
4
Acadian Asset Management
4
Acadian Asset Management
Massachusetts
$0
5
BP
5
BBR Partners
New York
$13.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
26
UBS Group
Switzerland
$587K -$4.92M -311,745 -89%
AIM
27
Anchor Investment Management
South Carolina
$375K +$632 +40 +0.2%
GEM
28
Global Endowment Management
North Carolina
$316K -$158K -10,000 -33%
SWM
29
Stockman Wealth Management
Montana
$305K – – –
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$296K -$63.5K -4,021 -18%
Wells Fargo
31
Wells Fargo
California
$268K -$6.52K -413 -2%
RJA
32
Raymond James & Associates
Florida
$212K -$7.3K -463 -3%
OIA
33
Optimum Investment Advisors
Illinois
$206K +$16.7K +1,053 +9%
TSS
34
Two Sigma Securities
New York
$181K +$181K +11,473 New
Northern Trust
35
Northern Trust
Illinois
$180K -$5.24K -332 -3%
QI
36
Quotient Investors
New York
$163K – – –
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$136K +$7.41K +469 +6%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$50K – – –
AG
39
Advisor Group
Arizona
$46K -$7.41K -468 -14%
EWM
40
Edge Wealth Management
New York
$40K -$480K -30,000 -92%
IA
41
IFP Advisors
Florida
$16K – – –
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$15K – – –
RE
43
RBC Europe
United Kingdom
$11.1K +$11.1K +700 New
WFI
44
West Family Investments
California
$6.99K – – –
PCM
45
Penserra Capital Management
California
$6K -$1.38K -91 -19%
Simplex Trading
46
Simplex Trading
Illinois
$5K +$2.54K +189 +103%
PTC
47
Petrus Trust Company
Texas
– -$2.52M -155,450 Closed
Acadian Asset Management
48
Acadian Asset Management
Massachusetts
– -$1.27M -78,507 Closed
Goldman Sachs
49
Goldman Sachs
New York
– -$405K -24,988 Closed
WA
50
Wasatch Advisors
Utah
– -$367K -22,656 Closed
1
2
3