EFC

Ellington Financial
EFC

Overview Fund Activity

52 hedge funds and large institutions have $261M invested in Ellington Financial in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+2
Holders Change %
+4%
% of All Funds
1.3%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
6
Increased
15
Reduced
17
Closed
3
Calls
–
Puts
$217K
Net Calls
-$217K
Net Calls Change
+$2K

Top Buyers

1
MWM
1
Merriman Wealth Management
Washington
$6.79M
2
Citigroup
2
Citigroup
New York
$6.67M
3
Deutsche Bank
3
Deutsche Bank
Germany
$5.92M
4
T
4
Tahithromos
New York
$1.37M
5
EMG
5
Ellington Management Group
Connecticut
$16.2M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$830K
2
Wellington Management Group
2
Wellington Management Group
Massachusetts
$70.1M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$2.1M
4
DC
4
Deere & Company
Illinois
$0
5
GIM
5
Greenwich Investment Management
Connecticut
$4.04M
Name Holding Trade Value Shares
Change 		Shares
Change %
Acadian Asset Management
26
Acadian Asset Management
Massachusetts
$619K +$619K +39,881 New
EWM
27
Edge Wealth Management
New York
$432K +$152K +9,800 +54%
AIM
28
Anchor Investment Management
South Carolina
$355K -$155K -10,012 -30%
VKH
29
Virtu KCG Holdings
New York
$334K +$114K +7,352 +52%
SWM
30
Stockman Wealth Management
Montana
$302K – – –
GEM
31
Global Endowment Management
North Carolina
$297K – – –
Wells Fargo
32
Wells Fargo
California
$286K +$129K +8,300 +82%
OIA
33
Optimum Investment Advisors
Illinois
$278K -$341K -21,977 -55%
Citadel Advisors
34
Citadel Advisors
Florida
$232K +$232K +14,935 New
RJA
35
Raymond James & Associates
Florida
$188K -$29.2K -1,881 -13%
TSS
36
Two Sigma Securities
New York
$168K +$168K +10,822 New
CG
37
Cutler Group
California
$135K +$44.7K +2,900 +50%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$112K -$82.3K -5,302 -42%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$80K -$14K -903 -15%
CPP
40
Crow Point Partners
Massachusetts
$70K -$190K -12,173 -73%
AG
41
Advisor Group
Arizona
$68K -$1.17K -75 -2%
Creative Planning
42
Creative Planning
Kansas
$62K +$23.1K +1,482 +59%
AIM
43
Acrospire Investment Management
Illinois
$43K -$4.01K -260 -9%
IA
44
IFP Advisors
Florida
$16K – – –
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$14K – – –
MFS
46
MSI Financial Services
Massachusetts
$12K -$1.5K -100 -11%
PCM
47
Penserra Capital Management
California
$7K +$775 +54 +12%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$6K -$22.5K -1,500 -79%
Simplex Trading
49
Simplex Trading
Illinois
$5K -$3.26K -227 -39%
NFG
50
Next Financial Group
Texas
$3K – – –
1
2
3