EFC

Ellington Financial
EFC

Overview Fund Activity

64 hedge funds and large institutions have $307M invested in Ellington Financial in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 22 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+8
Holders Change %
+14.29%
% of All Funds
1.86%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
16
Increased
22
Reduced
13
Closed
7
Calls
$941K
Puts
$4.03M
Net Calls
-$3.09M
Net Calls Change
-$773K

Top Buyers

1
CLG
1
Cooperman Leon G
$8.45M
2
Bank of America
2
Bank of America
North Carolina
$4.86M
3
SCM
3
Summit Capital Management
Washington
$2.62M
4
Renaissance Technologies
4
Renaissance Technologies
New York
$2.55M
5
Deutsche Bank
5
Deutsche Bank
Germany
$2.65M

Top Sellers

1
SAM
1
Serengeti Asset Management
New York
$0
2
CCMLC
2
Cardinal Capital Management LLC (Connecticut)
Connecticut
$0
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$78.1M
4
NTCOC
4
Northern Trust Company of Connecticut
Connecticut
$107K
5
PG
5
PEAK6 Group
Illinois
$1.48M
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
26
TFS Capital
Pennsylvania
$663K -$33.1K -1,462 -5%
RFC
27
Russell Frank Company
Washington
$657K -$1.25M -53,058 -66%
BP
28
BBR Partners
New York
$616K – – –
Barclays
29
Barclays
United Kingdom
$596K +$214K +9,738 +56%
RJA
30
Raymond James & Associates
Florida
$524K -$128K -5,645 -20%
AA
31
ALPS Advisors
Colorado
$520K +$252K +10,648 +94%
NCCM
32
Nine Chapters Capital Management
New Jersey
$506K -$293K -12,900 -37%
CCB
33
Cutter & Co Brokerage
Missouri
$480K +$23.6K +1,041 +5%
Wells Fargo
34
Wells Fargo
California
$386K +$26.1K +1,151 +7%
VKH
35
Virtu KCG Holdings
New York
$381K +$381K +16,811 New
IAM
36
ICM Asset Management
Washington
$373K – – –
BGA
37
Belmont Global Advisors
Texas
$285K +$285K +12,550 New
GCP
38
GSA Capital Partners
United Kingdom
$279K +$9.57K +422 +4%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$267K +$89.6K +3,950 +51%
GOCM
40
Grey Owl Capital Management
Virginia
$251K +$251K +11,085 New
FWIA
41
Fort Washington Investment Advisors
Ohio
$247K +$247K +10,900 New
BT
42
Beacon Trust
New Jersey
$237K – – –
HighTower Advisors
43
HighTower Advisors
Illinois
$230K +$230K +10,167 New
CPA
44
Cowen Prime Advisors
New York
$227K +$227K +10,000 New
Group One Trading
45
Group One Trading
Illinois
$211K +$207K +9,101 +4,867%
GEM
46
Global Endowment Management
North Carolina
$204K – – –
Invesco
47
Invesco
Georgia
$131K +$5.08K +225 +4%
WRM
48
Westport Resources Management
Connecticut
$121K -$3.39K -150 -3%
NTCOC
49
Northern Trust Company of Connecticut
Connecticut
$107K -$2.31M -101,600 -96%
SCG
50
Strategic Capital Group
Washington
$100K -$184K -8,095 -65%
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