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EAD

Allspring Income Opportunities Fund
EAD

51 hedge funds and large institutions have $91.1M invested in Allspring Income Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

6% more capital invested

Capital invested by funds: $86.3M → $91.1M (+$4.8M)

4% more funds holding

Funds holding: 49 → 51 (+2)

0.51% more ownership

Funds ownership: 12.01% → 12.51% (+0.51%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

26% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 19

Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
14
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAM
Selway Asset Management
+$2.95M
2
GC
Guggenheim Capital
Illinois
+$1.54M
3
PPA
Parametric Portfolio Associates
Washington
+$1.53M
4
SFS
Shaker Financial Services
Virginia
+$1.48M
5
LPL Financial
LPL Financial
California
+$1.29M

Top Sellers

1
SCM
Saba Capital Management
New York
-$3.54M
2
TAM
Third Avenue Management
New York
-$2.29M
3
Bank of America
Bank of America
North Carolina
-$739K
4
U
UBS
Switzerland
-$648K
5
TAM
Trust Asset Management
Texas
-$534K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWA
26
Arete Wealth Advisors
Illinois
$243K -$8.95K -940 -4%
JP Morgan Chase
27
JP Morgan Chase
New York
$220K – – –
Fifth Third Bancorp
28
Fifth Third Bancorp
Ohio
$219K – – –
NPC
29
National Planning Corporation
California
$201K -$103K -10,800 -34%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$195K +$2.73K +287 +1%
AIG
31
American International Group
New York
$193K +$142K +14,950 +288%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$172K -$8.55K -898 -5%
AQR Capital Management
33
AQR Capital Management
Connecticut
$146K – – –
NL
34
NWAM LLC
Washington
$123K -$1.43K -150 -1%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$120K -$17.4K -1,828 -13%
Creative Planning
36
Creative Planning
Kansas
$118K -$8.41K -884 -7%
US Bancorp
37
US Bancorp
Minnesota
$99K – – –
BRWA
38
B. Riley Wealth Advisors
Florida
$65.6K +$7.01K +737 +12%
MFS
39
MSI Financial Services
Massachusetts
$65K -$8.62K -906 -12%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$53K +$4.76K +500 +10%
CG
41
Colony Group
Massachusetts
$48K – – –
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$42K – – –
SF
43
Synovus Financial
Georgia
$39K +$837 +88 +2%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$38K – – –
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$35K +$17.2K +1,806 +93%
PFSC
46
Peoples Financial Services Corp
Pennsylvania
$17K – – –
BRWM
47
B. Riley Wealth Management
Tennessee
$14K – – –
WA
48
WFG Advisors
Texas
$12K -$2.89K -304 -20%
Deutsche Bank
49
Deutsche Bank
Germany
$11K +$11.1K +1,169 New
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K – – –
1
2
3

EAD Hedge Fund Activity: Q2 2014 in Review

51 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q2 2014, worth a combined $91.1M — up 5.6% from $86.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new EAD positions and 4 closed out — a net gain of 2 holders — while 14 added to existing stakes and 19 trimmed.

The largest buyer was Selway Asset Management, opening a new position worth an estimated $2.95M. The largest seller was Saba Capital Management, cutting an estimated $3.54M.

  • 51 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q2 2014, up from 49 in Q1 2014.
  • Funds reported $91.1M of Allspring Income Opportunities Fund stock for Q2 2014, up 5.6% quarter-over-quarter.
  • 6 funds opened new Allspring Income Opportunities Fund positions in Q2 2014 and 4 closed out, a net change of +2 holders.
  • The largest Allspring Income Opportunities Fund buyer in Q2 2014 was Selway Asset Management, an estimated $2.95M added.
  • The largest Allspring Income Opportunities Fund seller in Q2 2014 was Saba Capital Management, an estimated $3.54M sold.

Based on aggregated 13F filings for Q2 2014.