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DSM

BNY Mellon Strategic Municipal Bond Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$3.94M -$2.31M -273,443 -37%
Invesco
2
Invesco
Georgia
$2.9M -$57.9K -6,843 -2%
AWA
3
Arete Wealth Advisors
Illinois
$2.76M +$248K +29,327 +10%
UBS Group
4
UBS Group
Switzerland
$2.06M +$4.69K +554 +0.2%
SIA
5
Sit Investment Associates
Minnesota
$2.02M
Ameriprise
6
Ameriprise
Minnesota
$1.66M +$3.36K +397 +0.2%
Nuveen
7
Nuveen
North Carolina
$1.58M
Morgan Stanley
8
Morgan Stanley
New York
$1.48M +$219K +25,930 +18%
RJA
9
Raymond James & Associates
Florida
$1.24M +$48.3K +5,708 +4%
PMG
10
ProVise Management Group
Florida
$1.05M +$846 +100 +0.1%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1M +$59 +7 +0%
Wells Fargo
12
Wells Fargo
California
$924K +$40.1K +4,740 +5%
VanEck Associates
13
VanEck Associates
New York
$782K +$27.4K +3,236 +4%
Bank of America
14
Bank of America
North Carolina
$661K +$60.6K +7,166 +10%
LPL Financial
15
LPL Financial
California
$557K +$551K +65,150 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$461K +$12.6K +1,485 +3%
LWAC
17
Laurel Wealth Advisors (California)
California
$396K +$6.53K +771 +2%
CIA
18
Capital Investment Advisors
Georgia
$391K
MIAN
19
Mariner Independent Advisor Network
Kansas
$379K
M&T Bank
20
M&T Bank
New York
$296K
IAMOG
21
Investors Asset Management of Georgia
Georgia
$286K
YP
22
Yellowstone Partners
Idaho
$284K
EFS
23
Essex Financial Services
Connecticut
$265K +$262K +31,017 New
SWM
24
SeaCrest Wealth Management
New York
$244K +$242K +28,596 New
HCM
25
Hollencrest Capital Management
California
$237K