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DSM

BNY Mellon Strategic Municipal Bond Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.1M -$145K -17,941 -7%
Nuveen
2
Nuveen
North Carolina
$1.81M
GC
3
Guggenheim Capital
Illinois
$1.34M -$182K -22,518 -12%
RJA
4
Raymond James & Associates
Florida
$1.09M -$16.8K -2,081 -2%
Wells Fargo
5
Wells Fargo
California
$987K +$95K +11,781 +11%
HighTower Advisors
6
HighTower Advisors
Illinois
$867K -$43.2K -5,361 -5%
SIA
7
Sit Investment Associates
Minnesota
$774K -$441K -54,700 -37%
AIG
8
American International Group
New York
$755K +$229K +28,445 +45%
LPL Financial
9
LPL Financial
California
$638K +$121K +15,054 +24%
PMG
10
ProVise Management Group
Florida
$545K +$55.7K +6,900 +12%
U
11
UBS
Switzerland
$522K +$293K +36,317 +136%
EFS
12
Essex Financial Services
Connecticut
$375K
CIA
13
Capital Investment Advisors
Georgia
$349K -$17.7K -2,200 -5%
CIBC Private Wealth Group
14
CIBC Private Wealth Group
Georgia
$316K
VanEck Associates
15
VanEck Associates
New York
$291K +$45.7K +5,663 +19%
M&T Bank
16
M&T Bank
New York
$287K
B
17
Baird
Wisconsin
$248K +$107K +13,207 +79%
HCM
18
Hollencrest Capital Management
California
$230K
YP
19
Yellowstone Partners
Idaho
$225K
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$188K -$4.03K -500 -2%
Invesco
21
Invesco
Georgia
$183K -$136K -16,890 -43%
HK
22
Horizon Kinetics
New York
$158K
Bank of America
23
Bank of America
North Carolina
$147K -$95K -11,780 -40%
OC
24
Oppenheimer & Co
New York
$144K -$532 -66 -0.4%
MHS
25
M Holdings Securities
Oregon
$124K +$16.1K +1,996 +15%