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DSM

BNY Mellon Strategic Municipal Bond Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Nuveen
1
Nuveen
North Carolina
$1.76M
Morgan Stanley
2
Morgan Stanley
New York
$1.67M -$370K -45,674 -18%
GC
3
Guggenheim Capital
Illinois
$1.14M -$167K -20,645 -13%
AIG
4
American International Group
New York
$1.1M +$368K +45,500 +50%
RJA
5
Raymond James & Associates
Florida
$933K -$123K -15,155 -12%
Wells Fargo
6
Wells Fargo
California
$929K -$29.5K -3,650 -3%
U
7
UBS
Switzerland
$927K +$422K +52,184 +83%
HighTower Advisors
8
HighTower Advisors
Illinois
$725K -$117K -14,500 -14%
LPL Financial
9
LPL Financial
California
$661K +$34.7K +4,286 +6%
SIA
10
Sit Investment Associates
Minnesota
$599K -$153K -18,919 -20%
PMG
11
ProVise Management Group
Florida
$521K -$8.09K -1,000 -2%
EFS
12
Essex Financial Services
Connecticut
$364K
CIA
13
Capital Investment Advisors
Georgia
$339K
CIBC Private Wealth Group
14
CIBC Private Wealth Group
Georgia
$307K
B
15
Baird
Wisconsin
$306K +$65K +8,036 +27%
VanEck Associates
16
VanEck Associates
New York
$293K +$10.3K +1,270 +4%
M&T Bank
17
M&T Bank
New York
$278K
HCM
18
Hollencrest Capital Management
California
$223K
YP
19
Yellowstone Partners
Idaho
$219K
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$183K
AWA
21
Arete Wealth Advisors
Illinois
$168K +$169K +20,875 New
Bank of America
22
Bank of America
North Carolina
$149K +$6.53K +807 +5%
OC
23
Oppenheimer & Co
New York
$131K -$8.14K -1,006 -6%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$130K +$11K +1,358 +9%
MHS
25
M Holdings Securities
Oregon
$121K +$1.12K +138 +0.9%