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DSM

BNY Mellon Strategic Municipal Bond Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$3.92M +$1.3M +160,727 +50%
Morgan Stanley
2
Morgan Stanley
New York
$2.54M +$150K +18,511 +6%
NCM
3
Newgate Capital Management
Connecticut
$2.07M +$80.7K +9,991 +4%
AIG
4
American International Group
New York
$2.03M +$491K +60,750 +32%
LSA
5
Liberty Street Advisors
New York
$1.95M +$1.38M +170,258 +242%
Nuveen
6
Nuveen
North Carolina
$1.76M
Wells Fargo
7
Wells Fargo
California
$1.03M +$8.09K +1,001 +0.8%
AWA
8
Arete Wealth Advisors
Illinois
$924K +$228K +28,256 +33%
RJA
9
Raymond James & Associates
Florida
$855K -$61.2K -7,573 -7%
HighTower Advisors
10
HighTower Advisors
Illinois
$719K -$10K -1,242 -1%
LPL Financial
11
LPL Financial
California
$696K +$53.1K +6,570 +8%
PMG
12
ProVise Management Group
Florida
$626K +$48.9K +6,050 +8%
UBS Group
13
UBS Group
Switzerland
$574K +$70.5K +8,725 +14%
VanEck Associates
14
VanEck Associates
New York
$462K +$128K +15,901 +39%
WAM
15
Wolverine Asset Management
Illinois
$441K +$2.85K +353 +0.7%
IAMOG
16
Investors Asset Management of Georgia
Georgia
$392K
Bank of America
17
Bank of America
North Carolina
$388K -$168K -20,778 -30%
EFS
18
Essex Financial Services
Connecticut
$346K -$20.2K -2,500 -6%
CIA
19
Capital Investment Advisors
Georgia
$341K
B
20
Baird
Wisconsin
$305K -$44.7K -5,532 -13%
SWP
21
Stratos Wealth Partners
Ohio
$291K
M&T Bank
22
M&T Bank
New York
$280K
ACM
23
Aviance Capital Management
Florida
$240K +$3.66K +453 +2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$232K +$17.9K +2,211 +8%
HCM
25
Hollencrest Capital Management
California
$224K