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DSM

BNY Mellon Strategic Municipal Bond Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$2.58M +$2M +249,214 +335%
Morgan Stanley
2
Morgan Stanley
New York
$2.35M +$701K +87,518 +42%
NCM
3
Newgate Capital Management
Connecticut
$1.95M +$1.97M +246,026 New
Nuveen
4
Nuveen
North Carolina
$1.74M
AIG
5
American International Group
New York
$1.51M +$429K +53,505 +39%
Wells Fargo
6
Wells Fargo
California
$1.01M +$90K +11,234 +10%
RJA
7
Raymond James & Associates
Florida
$901K -$21K -2,622 -2%
HighTower Advisors
8
HighTower Advisors
Illinois
$717K
AWA
9
Arete Wealth Advisors
Illinois
$685K +$522K +65,125 +312%
LPL Financial
10
LPL Financial
California
$636K -$10.6K -1,319 -2%
PMG
11
ProVise Management Group
Florida
$568K +$53.7K +6,700 +10%
MIG
12
Mariner Investment Group
New York
$565K +$569K +71,015 New
LSA
13
Liberty Street Advisors
New York
$559K +$563K +70,216 New
Bank of America
14
Bank of America
North Carolina
$548K +$403K +50,308 +272%
UBS Group
15
UBS Group
Switzerland
$496K +$499K +62,267 New
WAM
16
Wolverine Asset Management
Illinois
$432K +$435K +54,281 New
IAMOG
17
Investors Asset Management of Georgia
Georgia
$386K +$389K +48,500 New
EFS
18
Essex Financial Services
Connecticut
$360K
B
19
Baird
Wisconsin
$344K +$42.1K +5,252 +14%
CIA
20
Capital Investment Advisors
Georgia
$335K
VanEck Associates
21
VanEck Associates
New York
$328K +$39K +4,866 +13%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$287K +$160K +19,948 +123%
SWP
23
Stratos Wealth Partners
Ohio
$287K +$288K +36,000 New
M&T Bank
24
M&T Bank
New York
$276K
ACM
25
Aviance Capital Management
Florida
$232K +$234K +29,192 New