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DSM

BNY Mellon Strategic Municipal Bond Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$6.22M -$459K -53,114 -7%
Invesco
2
Invesco
Georgia
$2.93M +$1.08M +125,274 +57%
AWA
3
Arete Wealth Advisors
Illinois
$2.48M +$256K +29,676 +11%
UBS Group
4
UBS Group
Switzerland
$2.04M -$123K -14,209 -6%
SIA
5
Sit Investment Associates
Minnesota
$2M -$871K -100,819 -30%
Ameriprise
6
Ameriprise
Minnesota
$1.65M +$209K +24,189 +14%
Nuveen
7
Nuveen
North Carolina
$1.57M
Morgan Stanley
8
Morgan Stanley
New York
$1.25M -$38.1K -4,411 -3%
RJA
9
Raymond James & Associates
Florida
$1.18M -$1.28K -148 -0.1%
PMG
10
ProVise Management Group
Florida
$1.04M +$58.4K +6,762 +6%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$990K -$12.5K -1,448 -1%
Wells Fargo
12
Wells Fargo
California
$875K -$33.2K -3,839 -4%
VanEck Associates
13
VanEck Associates
New York
$748K -$49.9K -5,777 -6%
Bank of America
14
Bank of America
North Carolina
$595K +$117K +13,540 +24%
WAM
15
Wealthspire Advisors (Maryland)
Maryland
$517K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$444K +$24.4K +2,826 +6%
CIA
17
Capital Investment Advisors
Georgia
$387K -$12.8K -1,480 -3%
LWAC
18
Laurel Wealth Advisors (California)
California
$385K +$21.9K +2,540 +6%
MIAN
19
Mariner Independent Advisor Network
Kansas
$375K
M&T Bank
20
M&T Bank
New York
$293K
IAMOG
21
Investors Asset Management of Georgia
Georgia
$284K
YP
22
Yellowstone Partners
Idaho
$282K +$287K +33,236 New
NPC
23
National Planning Corporation
California
$260K +$48.3K +5,589 +22%
HCM
24
Hollencrest Capital Management
California
$235K
RJFSA
25
Raymond James Financial Services Advisors
Florida
$228K +$15K +1,731 +7%