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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Delisted

DPO was delisted on the 19th of December, 2014.

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38 hedge funds and large institutions have $50M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $47.9M → $50M (+$2.07M)

0% more funds holding

Funds holding: 38 → 38 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

Holders
38
Holders Change
–
Holders Change %
0%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$1.91M
2
WAM
Wolverine Asset Management
Illinois
+$907K
3
Stifel Financial
Stifel Financial
Missouri
+$473K
4
GC
Guggenheim Capital
Illinois
+$472K
5
VKH
Virtu KCG Holdings
New York
+$397K

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$423K
2
Invesco
Invesco
Georgia
-$314K
3
FAAS
First Allied Advisory Services
California
-$172K
4
US Bancorp
US Bancorp
Minnesota
-$137K
5
LPL Financial
LPL Financial
California
-$85.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$209K -$1.09K -81 -0.5%
JMPWA
27
JP Morgan Private Wealth Advisors
California
$193K – – –
UR
28
USCA RIA
Texas
$193K +$196K +14,465 New
NPC
29
National Planning Corporation
California
$173K – – –
BNP Paribas Financial Markets
30
BNP Paribas Financial Markets
France
$164K -$29.7K -2,198 -15%
MFS
31
MSI Financial Services
Massachusetts
$157K +$62.2K +4,600 +64%
Citigroup
32
Citigroup
New York
$81K – – –
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$30K – – –
Creative Planning
34
Creative Planning
Kansas
$27K +$11.6K +855 +73%
WRM
35
Westport Resources Management
Connecticut
$20K – – –
PSI
36
Pinnacle Summer Investments
Virginia
$19K – – –
NES
37
New England Securities
New York
$14K +$2.57K +190 +23%
SNT
38
Security National Trust
West Virginia
$10K -$50.7K -3,750 -84%
US Bancorp
39
US Bancorp
Minnesota
– -$137K -10,000 Closed
PAS
40
Partnervest Advisory Services
California
– -$14K -1,036 Closed
BRWA
41
B. Riley Wealth Advisors
Florida
– -$12.6K -917 Closed
1
2

DPO Hedge Fund Activity: Q3 2014 in Review

38 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) for Q3 2014, worth a combined $50M — up 4.3% from $47.9M a quarter earlier.

Fund positioning in DPO was balanced in Q3 2014: 3 funds opened new positions, 3 closed out, 13 added to existing stakes and 14 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.91M. The largest seller was Raymond James & Associates, cutting an estimated $423K.

  • 38 institutional investors held DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $50M of DOW ENHANCED PREMIUM & INCOME FUND, INC COM stock for Q3 2014, up 4.3% quarter-over-quarter.
  • 3 funds opened new DOW ENHANCED PREMIUM & INCOME FUND, INC COM positions in Q3 2014 and 3 closed out, a net change of 0 holders.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM buyer in Q3 2014 was Wells Fargo, an estimated $1.91M added.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM seller in Q3 2014 was Raymond James & Associates, an estimated $423K sold.

Based on aggregated 13F filings for Q3 2014.