BRWA
DPO

B. Riley Wealth Advisors’s DOW ENHANCED PREMIUM & INCOME FUND, INC COM DPO Stock Holding History

B. Riley Wealth Advisors’s Portfolio DPO Stock Details DPO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-917
Closed -$12.6K – 2440
2014
Q2 		$12.6K Buy
+917
New +$12.4K ﹤0.01% 1681

Other funds holding DPO

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
ACP
Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

B. Riley Wealth Advisors's DPO Position: Q3 2014 in Review

B. Riley Wealth Advisors sold out of DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) in Q3 2014, closing a stake of 917 shares — an estimated $12.6K sold.

B. Riley Wealth Advisors first reported a position in DPO in Q2 2014 and held it in 1 quarter. The position peaked at $12.6K in Q2 2014. 38 funds tracked by Wall St. Rank hold DPO as of Q3 2014.

  • B. Riley Wealth Advisors reported no remaining DOW ENHANCED PREMIUM & INCOME FUND, INC COM position as of Q3 2014 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 917 DOW ENHANCED PREMIUM & INCOME FUND, INC COM shares in Q3 2014, an estimated $12.6K.
  • B. Riley Wealth Advisors first reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in Q2 2014 and held it in 1 quarter.
  • B. Riley Wealth Advisors's DOW ENHANCED PREMIUM & INCOME FUND, INC COM position peaked at $12.6K in Q2 2014.
  • 38 funds tracked by Wall St. Rank held DOW ENHANCED PREMIUM & INCOME FUND, INC COM as of Q3 2014.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.