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DPO

DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO

Delisted

DPO was delisted on the 19th of December, 2014.

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40 hedge funds and large institutions have $43.1M invested in DOW ENHANCED PREMIUM & INCOME FUND, INC COM in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

7% more capital invested

Capital invested by funds: $40.5M → $43.1M (+$2.65M)

9% less funds holding

Funds holding: 44 → 40 (-4)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
40
Holders Change
-4
Holders Change %
-9.09%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
17
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$2.08M
2
Invesco
Invesco
Georgia
+$785K
3
Morgan Stanley
Morgan Stanley
New York
+$553K
4
ACP
Aviance Capital Partners
Florida
+$299K
5
FAAS
First Allied Advisory Services
California
+$220K

Top Sellers

Rank Fund Capital Flow
1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$994K
2
SG Americas Securities
SG Americas Securities
New York
-$496K
3
Wells Fargo
Wells Fargo
California
-$331K
4
V
Veritable
Delaware
-$313K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$222K
Name Holding Trade Value Shares
Change 		Change in
Stake
MFS
26
MSI Financial Services
Massachusetts
$170K +$46.3K +3,500 +38%
Goldman Sachs
27
Goldman Sachs
New York
$143K -$8.76K -663 -6%
WTNA
28
Wilmington Trust National Association
Delaware
$134K – – –
Citigroup
29
Citigroup
New York
$81K +$47.1K +3,566 +142%
AIG
30
American International Group
New York
$71.7K +$70.7K +5,350 New
SNT
31
Security National Trust
West Virginia
$60K +$9.58K +725 +19%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$30K – – –
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$21K -$52.9K -4,000 -72%
NES
34
New England Securities
New York
$21K +$9.91K +750 +91%
PSI
35
Pinnacle Summer Investments
Virginia
$20K – – –
WRM
36
Westport Resources Management
Connecticut
$20K – – –
Creative Planning
37
Creative Planning
Kansas
$16K -$9.25K -700 -37%
PAS
38
Partnervest Advisory Services
California
$14K – – –
CCS
39
Crosspoint Capital Strategies
California
$14K +$13.8K +1,041 New
TRCT
40
Tower Research Capital (TRC)
New York
$4K -$13K -980 -78%
SG Americas Securities
41
SG Americas Securities
New York
– -$496K -37,784 Closed
V
42
Veritable
Delaware
– -$313K -23,848 Closed
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
– -$222K -16,876 Closed
VKH
44
Virtu KCG Holdings
New York
– -$210K -16,023 Closed
PP
45
Paloma Partners
Connecticut
– -$186K -14,170 Closed
BBPWM
46
Blue Bell Private Wealth Management
Pennsylvania
– -$131K -9,972 Closed
US Bancorp
47
US Bancorp
Minnesota
– -$7K -500 Closed
1
2

DPO Hedge Fund Activity: Q1 2014 in Review

40 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) for Q1 2014, worth a combined $43.1M — up 6.6% from $40.5M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of DPO and 3 opened new positions — a net loss of 4 holders — while 11 trimmed existing stakes and 17 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.08M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $994K.

  • 40 institutional investors held DOW ENHANCED PREMIUM & INCOME FUND, INC COM (DPO) as of Q1 2014, down from 44 in Q4 2013.
  • Funds reported $43.1M of DOW ENHANCED PREMIUM & INCOME FUND, INC COM stock for Q1 2014, up 6.6% quarter-over-quarter.
  • 3 funds opened new DOW ENHANCED PREMIUM & INCOME FUND, INC COM positions in Q1 2014 and 7 closed out, a net change of -4 holders.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM buyer in Q1 2014 was Advisors Asset Management, an estimated $2.08M added.
  • The largest DOW ENHANCED PREMIUM & INCOME FUND, INC COM seller in Q1 2014 was BNP Paribas Financial Markets, an estimated $994K sold.

Based on aggregated 13F filings for Q1 2014.